1492 Capital Management, LLC
● SEC registered since 2009CRD 148566SEC# 801-70447Milwaukee, WI
Reg. AUM
$274.6M
Employees
5
Accounts
98
Location
Milwaukee, WI
1492 Capital Management, LLC assets under management
1492 Capital Management, LLC operates as an SEC-registered investment adviser based in Milwaukee, WI. The firm has been registered since 2009. It reports $274.6 million in regulatory assets under management and employs 5 people.
1492 Capital Management, LLC owners & executives
20 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Michael France | Member | Under 5% | 2011 |
| Hawthorne Partners Control | Member | 25-50% | 2008 |
| Joseph Anthony Frohna Control | Managing Member | 25-50% | 2008 |
| Kathleen A Daley | Chief Compliance Officer/Chief Operations Officer | Under 5% | 2022 |
| Timothy Terrill Stracka Control | Managing Member | 10-25% | 2008 |
| Blair Oak Investments, LP Control | General Partner | 25-50% | 2015 |
| Hawthorne Partners II Control | Managing Member | Over 75% | 2015 |
| Henry Posner Control | Limited Partner | 25-50% | 2012 |
| Henry Posner Control | Member | 25-50% | 2011 |
| Hjp 2011, LLC | General Partner | — | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does 1492 Capital Management, LLC manage?
1492 Capital Management, LLC reports $274.6 million in regulatory assets under management on its Form ADV.
How many employees does 1492 Capital Management, LLC have?
1492 Capital Management, LLC reports 5 employees.
Where is 1492 Capital Management, LLC located?
1492 Capital Management, LLC is based in Milwaukee, WI and has been SEC-registered since 2009.
Does 1492 Capital Management, LLC disclose fund performance?
1492 Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 111 East Wisconsin Avenue, Suite 1300, Milwaukee, WI 53202 |
| Phone | 414-276-1492 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1584087 |
| Discloses disciplinary history | No |
Regulatory AUM
$274.6M▲ 25%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,306 advisers
EmployeesTop 62%
More than 38% of 16,824 advisers
Assets under management
$274.6Mregulatory AUM
Discretionary $274.6M