Advisors Asset Management, Inc.
● SEC registered since 2004CRD 46727SEC# 801-62731Monument, CO
Reg. AUM
$1.8B
Employees
242
Accounts
12
Location
Monument, CO
About Advisors Asset Management
Advisors Asset Management (AAM) supports financial advisors with portfolio review, research and analytics, trading and portfolio management, and market commentary. Offerings span alternative investments, ETFs, and other distribution and investment solutions.
Summary based on the firm’s website.
Advisors Asset Management, Inc. assets under management
Advisors Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Monument, CO. The firm has been registered since 2004. It reports $1.8 billion in regulatory assets under management and employs 242 people.
Advisors Asset Management, Inc. owners & executives
26 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aam Holdings, Inc Control | Shareholder | Over 75% | 2010 |
| Alex Robert Meitzner Control | Sr. Vp | Under 5% | 2008 |
| Bart Patrick Daniel Control | Chief Technology Officer/Director | Under 5% | 2013 |
| Charles Edward Sickles Control | Exec. Vp | Under 5% | 2018 |
| Christopher Thomas Genovese Control | Exec. Vp/Director | Under 5% | 2008 |
| Clifford Dean Corso Control | Chief Executive Officer/Chief Investment Officer/Director | Under 5% | 2021 |
| Jeffrey Kurtis Opie Control | Exec. Vp, Chief Financial Officer | Under 5% | 2016 |
| John Edwin Webber Control | Svp, Chief Compliance Officer/Secretary | Under 5% | 2011 |
| Marilee Ferone Control | Exec. Vp | Under 5% | 2020 |
| Matthew William Lloyd Control | Chief Investment Strategist/Exec. Vp/Director | Under 5% | 2015 |
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Join to unlock · $37/moFrequently asked questions
How much does Advisors Asset Management, Inc. manage?
Advisors Asset Management, Inc. reports $1.8 billion in regulatory assets under management on its Form ADV.
How many employees does Advisors Asset Management, Inc. have?
Advisors Asset Management, Inc. reports 242 employees.
Where is Advisors Asset Management, Inc. located?
Advisors Asset Management, Inc. is based in Monument, CO and has been SEC-registered since 2004.
Does Advisors Asset Management, Inc. disclose fund performance?
Advisors Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18925 Base Camp Road, Suite 203, Monument, CO 80132 |
| Phone | 719-488-9956 |
| Fax | 719-488-4215 |
| Office hours | 6:00 a.m. - 3:30 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1297376 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.8B▼ 8%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,389 advisers
EmployeesTop 3%
More than 97% of 16,799 advisers
Assets under management
$1.8Bregulatory AUM
Discretionary $1.8B