Asa Asset Management LLC
● SEC registered since 2025CRD 335177SEC# 801-132303New York, NY
Ranks #5,350 of 5,980 private fund managers by regulatory AUM.
Reg. AUM
$164.6M
Fund GAV
$109.9M
Private funds
18
Employees
31
Accounts
52
Location
New York, NY
About Asa Asset Management
ASA offers wealth management and asset management solutions for high-net-worth individuals, corporate, and institutional clients. Offerings span discretionary portfolio management, advisory services, exclusive funds, credit solutions, and wealth advisory across multiple regions.
Summary based on the firm’s website.
Asa Asset Management LLC assets under management
Asa Asset Management LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2025. It reports $164.6 million in regulatory assets under management and employs 31 people. Asa Asset Management LLC manages 18 private funds with combined gross assets of $109.9 million, including Asa Offshore Building Blocks II SPC - Asa-Us Allocation Fixed Income Sp. By regulatory assets, it ranks 5,350 of 5,980 private fund managers.
Asa Asset Management LLC private funds
18 funds · $109.9M GAVSee all 18 funds — unlock the full record.
Join to unlock · $37/moAsa Asset Management LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ana Lucia Chiavoni Dutra Control | Cco | Under 5% | 2025 |
| Asa Asset Llc Control | Delaware Entity-Owner | Over 75% | 2026 |
| Charles Nogueira Ferraz Control | Global Cio | Under 5% | 2025 |
| Eduardo Rossit Padilha Control | Authorized Officer | Under 5% | 2025 |
| Eduardo Sosa Filho Control | Authorized Officer | Under 5% | 2025 |
| Alberto Joseph Safra Control | Owner | Over 75% | 2025 |
| Asa Holding III (bvi) Ltd Control | Bvi Entity | Over 75% | 2025 |
Frequently asked questions
How much does Asa Asset Management LLC manage?
Asa Asset Management LLC reports $164.6 million in regulatory assets under management on its Form ADV.
How many private funds does Asa Asset Management LLC manage?
Asa Asset Management LLC manages 18 private funds with combined gross assets of $109.9 million.
How many employees does Asa Asset Management LLC have?
Asa Asset Management LLC reports 31 employees.
Where is Asa Asset Management LLC located?
Asa Asset Management LLC is based in New York, NY and has been SEC-registered since 2025.
Does Asa Asset Management LLC disclose fund performance?
Asa Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 450 Park Avenue, 5th Floor, New York, NY 10022 |
| Phone | 646-727-4576 |
| Office hours | 9:00 a.m. - 5:00 p.m. (Friday 4:00 p.m.) |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$164.6M▲ 433%
Feb '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,389 advisers
AUM vs fund managersTop 89%
Larger than 11% of 5,980 private-fund managers
Number of fundsTop 14%
More funds than 86% of fund managers
EmployeesTop 17%
More than 83% of 16,799 advisers
Assets under management
$164.6Mregulatory AUM
Discretionary $112.4MNon-discretionary $52.2M