BNY Mellon Securities Corporation
● SEC registered since 1997CRD 231SEC# 801-54739New York, NY
Reg. AUM
$8.45B
Employees
253
Accounts
3,732
Location
New York, NY
BNY Mellon Securities Corporation assets under management
BNY Mellon Securities Corporation is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1997. It reports $8.4 billion in regulatory assets under management and employs 253 people.
BNY Mellon Securities Corporation owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| BNY Mellon Investment Adviser, Inc. Control | Direct Owner | Over 75% | 1968 |
| David John Dipetrillo Control | Executive Vice President And Director | Under 5% | 2021 |
| Gregory John Pasquale | Chief Financial Officer & Treasurer & Finop | Under 5% | 2021 |
| Hal Robert Marquit | Rosfp (srop/Crop) & Municipal Securities Principal | Under 5% | 2018 |
| Irene Despina Papadoulis Control | Exectuve Vice President And Director | Under 5% | 2023 |
| Jack Edward Osavage Control | Chief Technology Officer | Under 5% | 2024 |
| Jason Alister Lo Control | Chief Risk Officer | Under 5% | 2026 |
| John William Jr Hunter | Chief Compliance Officer (investment Advisory Business) | Under 5% | 2026 |
| Joseph Schultz Control | President And Director | Under 5% | 2026 |
| Robert Brian Saccone Control | Chief Compliance Officer (brokerdealer) | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does BNY Mellon Securities Corporation manage?
BNY Mellon Securities Corporation reports $8.4 billion in regulatory assets under management on its Form ADV.
How many employees does BNY Mellon Securities Corporation have?
BNY Mellon Securities Corporation reports 253 employees.
Where is BNY Mellon Securities Corporation located?
BNY Mellon Securities Corporation is based in New York, NY and has been SEC-registered since 1997.
Does BNY Mellon Securities Corporation disclose fund performance?
BNY Mellon Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 240 Greenwich Street, 9th Floor East, New York, NY 10286-0001 |
| Phone | 2129226273 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 277871 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$8.45B▲ 38%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,306 advisers
EmployeesTop 3%
More than 97% of 16,824 advisers
Assets under management
$8.45Bregulatory AUM
Discretionary $703.1MNon-discretionary $7.75B