Cape Investment Advisory, Inc.
● SEC registered since 2010CRD 146384SEC# 801-71349McDonough, GA
Reg. AUM
$473.7M
Employees
34
Accounts
1,660
Location
McDonough, GA
Cape Investment Advisory, Inc. assets under management
Cape Investment Advisory, Inc. is an SEC-registered investment adviser based in McDonough, GA. The firm has been registered since 2010. It reports $473.7 million in regulatory assets under management and employs 34 people.
Cape Investment Advisory, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James David May Control | Director Of Operations | Under 5% | 2026 |
| James Randall Webb Control | Ceo | Over 75% | 2008 |
| Rachel Faulk Control | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How much does Cape Investment Advisory, Inc. manage?
Cape Investment Advisory, Inc. reports $473.7 million in regulatory assets under management on its Form ADV.
How many employees does Cape Investment Advisory, Inc. have?
Cape Investment Advisory, Inc. reports 34 employees.
Where is Cape Investment Advisory, Inc. located?
Cape Investment Advisory, Inc. is based in McDonough, GA and has been SEC-registered since 2010.
Does Cape Investment Advisory, Inc. disclose fund performance?
Cape Investment Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1600 Pennsylvania Ave., McDonough, GA 30253 |
| Phone | 678-583-1120 |
| Fax | 678-583-1258 |
| Office hours | 9:00 - 5:00 |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1944437 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$473.7M▲ 18%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 49%
Larger than 51% of 16,306 advisers
EmployeesTop 16%
More than 84% of 16,824 advisers
Assets under management
$473.7Mregulatory AUM
Discretionary $466.2MNon-discretionary $7.6M