Capital Innovations, LLC
● SEC registered since 2011CRD 145329SEC# 801-72322Waukesha, WI
Reg. AUM
$806.7M
Employees
4
Accounts
9
Location
Waukesha, WI
About Capital Innovations
Capital Innovations is a global alternative investment manager focused on income-oriented real assets across infrastructure, real estate, and natural resources. The platform spans public-markets strategies such as listed real estate, infrastructure, and natural resource equities alongside private-markets primary, secondary, and co-investments.
Summary based on the firm’s website.
Capital Innovations, LLC assets under management
Capital Innovations, LLC is an investment advisory firm registered with the SEC based in Waukesha, WI. The firm has been registered since 2011. It reports $806.7 million in regulatory assets under management and employs 4 people.
Capital Innovations, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael David Underhill Control | Chief Executive Officer | 25-50% | 2007 |
| Susan L. Dambekaln Control | President, Cco | 50-75% | 2007 |
Frequently asked questions
How much does Capital Innovations, LLC manage?
Capital Innovations, LLC reports $806.7 million in regulatory assets under management on its Form ADV.
How many employees does Capital Innovations, LLC have?
Capital Innovations, LLC reports 4 employees.
Where is Capital Innovations, LLC located?
Capital Innovations, LLC is based in Waukesha, WI and has been SEC-registered since 2011.
Does Capital Innovations, LLC disclose fund performance?
Capital Innovations, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | N19w24400 Riverwood Dr, Suite 350, Waukesha, WI 53188 |
| Phone | 262-746-3100 |
| Office hours | 9:00 - 4:30 |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1596076 |
| Discloses disciplinary history | No |
Regulatory AUM
$806.7M▲ 116%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,389 advisers
EmployeesTop 69%
More than 31% of 16,799 advisers
Assets under management
$806.7Mregulatory AUM
Discretionary $405.6MNon-discretionary $401M