Capitol Securities Management, Inc.
● SEC registered since 1992CRD 14169SEC# 801-41033Glen Allen, VA
Reg. AUM
$2.16B
Employees
170
Accounts
3,970
Location
Glen Allen, VA
Capitol Securities Management, Inc. assets under management
Capitol Securities Management, Inc. is an investment advisory firm registered with the SEC based in Glen Allen, VA. The firm has been registered since 1992. It reports $2.2 billion in regulatory assets under management and employs 170 people.
Capitol Securities Management, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cs Financial Group Inc. Control | Holding Company | Over 75% | 2006 |
| Edward Lee Wetherell | Chief Strategy Officer | Under 5% | 2019 |
| Irina Zubov | Director Of Finance | Under 5% | 2022 |
| James Louis Wallace | Chief Operating Officer | Under 5% | 2021 |
| Joseph Aristotle Jianos Control | Chairman & Ceo | Under 5% | 1989 |
| Katherine Rose Hallberg | Chief Compliance Officer | Under 5% | 2012 |
| Joseph Aristotle Jianos Control | Shareholder-Ceo | 50-75% | 2006 |
Frequently asked questions
How much does Capitol Securities Management, Inc. manage?
Capitol Securities Management, Inc. reports $2.2 billion in regulatory assets under management on its Form ADV.
How many employees does Capitol Securities Management, Inc. have?
Capitol Securities Management, Inc. reports 170 employees.
Where is Capitol Securities Management, Inc. located?
Capitol Securities Management, Inc. is based in Glen Allen, VA and has been SEC-registered since 1992.
Does Capitol Securities Management, Inc. disclose fund performance?
Capitol Securities Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4050 Innslake Drive, Suite 250, Glen Allen, VA 23060 |
| Phone | 888-612-1484 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 7263555 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.16B▲ 19%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 21%
Larger than 79% of 16,306 advisers
EmployeesTop 5%
More than 95% of 16,824 advisers
Assets under management
$2.16Bregulatory AUM
Discretionary $1.84BNon-discretionary $319.4M