Castle Financial & Retirement Planning Associates Inc
● SEC registered since 2014CRD 107865SEC# 801-79218Fair Haven, NJ
Reg. AUM
$107.9M
Employees
6
Accounts
366
Location
Fair Haven, NJ
About Castle Financial & Retirement Planning Associates
Castle Financial & Retirement Planning Associates provides wealth management and retirement-focused planning services. Offerings described include wealth preservation, investing in and preparing for retirement, risk management, Roth conversions, 401(k) rollovers, and family legacy planning.
Summary based on the firm’s website.
Castle Financial & Retirement Planning Associates Inc assets under management
Castle Financial & Retirement Planning Associates Inc is an investment advisory firm registered with the SEC based in Fair Haven, NJ. The firm has been registered since 2014. It reports $107.9 million in regulatory assets under management and employs 6 people.
Castle Financial & Retirement Planning Associates Inc owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alphonse Albert Procaccino Control | President, Ceo & Chief Compliance Officer | Over 75% | 1992 |
Frequently asked questions
How much does Castle Financial & Retirement Planning Associates Inc manage?
Castle Financial & Retirement Planning Associates Inc reports $107.9 million in regulatory assets under management on its Form ADV.
How many employees does Castle Financial & Retirement Planning Associates Inc have?
Castle Financial & Retirement Planning Associates Inc reports 6 employees.
Where is Castle Financial & Retirement Planning Associates Inc located?
Castle Financial & Retirement Planning Associates Inc is based in Fair Haven, NJ and has been SEC-registered since 2014.
Does Castle Financial & Retirement Planning Associates Inc disclose fund performance?
Castle Financial & Retirement Planning Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 740 River Road, Suite 208 & 209, Fair Haven, NJ 07704 |
| Phone | 732-888-4994 |
| Fax | 732-888-8312 |
| Office hours | 9:00 a.m. To 4:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1650259 |
| Discloses disciplinary history | No |
Regulatory AUM
$107.9M▲ 3%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,389 advisers
EmployeesTop 56%
More than 44% of 16,799 advisers
Assets under management
$107.9Mregulatory AUM
Discretionary $107.9M