Clarfeld Financial Advisors, LLC
● SEC registered since 1992CRD 106743SEC# 801-40835Tarrytown, NY
Reg. AUM
$16.63B
Employees
214
Accounts
12,118
Location
Tarrytown, NY
Clarfeld Financial Advisors, LLC assets under management
Clarfeld Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Tarrytown, NY. The firm has been registered since 1992. It reports $16.6 billion in regulatory assets under management and employs 214 people.
Clarfeld Financial Advisors, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Arnold Control | Chief Operating Officer | Under 5% | 2025 |
| Citizens Bank, N.A. Control | Direct Ownership | Over 75% | 2019 |
| David Howard Shore | Chief Compliance Officer | Under 5% | 2023 |
| Julie Ann Ali Control | Head Of Wealth Operations | Under 5% | 2025 |
| Kevin John Carvalho Control | Controller | Under 5% | 2026 |
| Michael D Hans Control | Chief Investment Officer | Under 5% | 2019 |
| Paul W Casey Control | Chief Executive Officer | Under 5% | 2025 |
| Thomas Benjamin Metzger Control | President | Under 5% | 2025 |
| Citizens Financial Group, Inc. Control | Direct Shareholder | Over 75% | 2005 |
Frequently asked questions
How much does Clarfeld Financial Advisors, LLC manage?
Clarfeld Financial Advisors, LLC reports $16.6 billion in regulatory assets under management on its Form ADV.
How many employees does Clarfeld Financial Advisors, LLC have?
Clarfeld Financial Advisors, LLC reports 214 employees.
Where is Clarfeld Financial Advisors, LLC located?
Clarfeld Financial Advisors, LLC is based in Tarrytown, NY and has been SEC-registered since 1992.
Does Clarfeld Financial Advisors, LLC disclose fund performance?
Clarfeld Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 520 White Plains Road, 3rd Floor, Tarrytown, NY 10591 |
| Phone | 914-846-0100 |
| Fax | 914-846-0199 |
| Office hours | 8:30a.m.-5:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$16.63B▲ 31%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 6%
Larger than 94% of 16,306 advisers
EmployeesTop 4%
More than 96% of 16,824 advisers
Assets under management
$16.63Bregulatory AUM
Discretionary $14.33BNon-discretionary $2.3B