David Vaughan Investments, LLC
● SEC registered since 1977CRD 105990SEC# 801-12642Peoria, IL
Reg. AUM
$5.33B
Employees
48
Accounts
4,288
Location
Peoria, IL
David Vaughan Investments, LLC assets under management
David Vaughan Investments, LLC operates as an SEC-registered investment adviser based in Peoria, IL. The firm has been registered since 1977. It reports $5.3 billion in regulatory assets under management and employs 48 people.
David Vaughan Investments, LLC owners & executives
23 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alfredo Armando Risi Control | Chief Operating Officer | Under 5% | 2023 |
| Andrew Alan Honegger Control | Elected Manager | Under 5% | 2017 |
| Brian Andrew Christensen Control | Elected Manager & Sr Vice President & Chief Investment Officer | Under 5% | 2006 |
| Christopher Clark Spears Control | Elected Manager | Under 5% | 2025 |
| Darrin Attis Autry Control | Elected Manager | Under 5% | 2021 |
| David John Vaughan Jr Control | Elected Manager | Under 5% | 2006 |
| DVI Capital Corp. Control | Member | 10-25% | 2017 |
| Elizabeth W Salmon Control | Vice President Of Operations | Under 5% | 2017 |
| Erin L Duvall | Chief People Officer | Under 5% | 2026 |
| Glenn James Maxey Control | Director & Senior Portfolio Manager | Under 5% | 2024 |
See all 23 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does David Vaughan Investments, LLC manage?
David Vaughan Investments, LLC reports $5.3 billion in regulatory assets under management on its Form ADV.
How many employees does David Vaughan Investments, LLC have?
David Vaughan Investments, LLC reports 48 employees.
Where is David Vaughan Investments, LLC located?
David Vaughan Investments, LLC is based in Peoria, IL and has been SEC-registered since 1977.
Does David Vaughan Investments, LLC disclose fund performance?
David Vaughan Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5823 N Forest Park Drive, Peoria, IL 61614-3559 |
| Phone | 309-685-0033 |
| Fax | 309-685-3665 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1063571 |
| Discloses disciplinary history | No |
Regulatory AUM
$5.33B▲ 8%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 12%
Larger than 88% of 16,306 advisers
EmployeesTop 12%
More than 88% of 16,824 advisers
Assets under management
$5.33Bregulatory AUM
Discretionary $5.33BNon-discretionary $1.5M