Dividend Assets Capital, LLC
● SEC registered since 2004CRD 129973SEC# 801-62643Ridgeland, SC
Reg. AUM
$540.8M
Employees
7
Accounts
595
Location
Ridgeland, SC
Dividend Assets Capital, LLC assets under management
Dividend Assets Capital, LLC is an investment advisory firm registered with the SEC based in Ridgeland, SC. The firm has been registered since 2004. It reports $540.8 million in regulatory assets under management and employs 7 people.
Dividend Assets Capital, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alex Charles Meintel Control | Managing Director, Private Client Group | Under 5% | 2025 |
| Dividend Assets Capital Holdings, Inc. Employee Stock Ownership Plan | Employee Stock Ownership Plan | Over 75% | 2014 |
| Greatbanc Trust Company | Trustee | Over 75% | 2021 |
| John Carl Swhear Control | Chief Compliance Officer | Under 5% | 2020 |
| Marc David Saurborn Control | Ceo & Chief Investment Officer | Under 5% | 2023 |
| Robert John Dickson Control | Chief Financial Officer | Under 5% | 2024 |
| William Donald Ford Control | President & Director Of Institutional Asset Management | Under 5% | 2023 |
Frequently asked questions
How much does Dividend Assets Capital, LLC manage?
Dividend Assets Capital, LLC reports $540.8 million in regulatory assets under management on its Form ADV.
How many employees does Dividend Assets Capital, LLC have?
Dividend Assets Capital, LLC reports 7 employees.
Where is Dividend Assets Capital, LLC located?
Dividend Assets Capital, LLC is based in Ridgeland, SC and has been SEC-registered since 2004.
Does Dividend Assets Capital, LLC disclose fund performance?
Dividend Assets Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 58 Riverwalk Blvd., Ridgeland, SC 29936-8126 |
| Phone | 843.645.9700 |
| Fax | 843.645.9701 |
| Office hours | 8:30 a.m. - 4:30p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1365167 |
| Discloses disciplinary history | No |
Regulatory AUM
$540.8M▼ 13%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,306 advisers
EmployeesTop 51%
More than 49% of 16,824 advisers
Assets under management
$540.8Mregulatory AUM
Discretionary $540.8M