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Fi3 Financial Advisors, LLC

● SEC registered since 2018CRD 168005SEC# 801-113218Indianapolis, IN
Export (members)
Ranks #2,842 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$1.14B
Fund GAV
$11.4M
Private funds
2
Employees
21
Accounts
1,643
Location
Indianapolis, IN

Fi3 Financial Advisors, LLC assets under management

Fi3 Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Indianapolis, IN. The firm has been registered since 2018. It reports $1.1 billion in regulatory assets under management and employs 21 people. Fi3 Financial Advisors, LLC manages 2 private funds with combined gross assets of $11.4 million, including Fi3 - Acp Fund 2022, LP. By regulatory assets, it ranks 2,842 of 6,030 private fund managers.

Fi3 Financial Advisors, LLC private funds

2 funds · $11.4M GAV
FundTypeGross assetsMin.
Fi3 - Acp Fund 2022, LPPrivate Equity$6M$250K
Fi3 Capital Private Equity 2024, LPOther Private$5.4M$100K

Fi3 Financial Advisors, LLC owners & executives

24 reported
NameTitleOwnershipSince
Brad L Long ControlChief Investment OfficerUnder 5%2026
Brett Ronald Schneider ControlDirectorUnder 5%2026
Carl Edward Nelson ControlPresident, Wealthspire, LpUnder 5%2026
Channing Olson ControlChief Operations OfficerUnder 5%2026
Eric Matthew Sontag ControlPresidentUnder 5%2026
Ivan Douglas HoffmanManaging DirectorUnder 5%2026
Matthew Joseph SimpsonManaging DirectorUnder 5%2026
Michael Anthony Lamena ControlChief Executive Officer, Wealthspire, LpUnder 5%2026
Michael Edmond Goss ControlDirectorUnder 5%2026
Michael J Del Priore ControlChief Compliance OfficerUnder 5%2026
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Frequently asked questions

How much does Fi3 Financial Advisors, LLC manage?

Fi3 Financial Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Fi3 Financial Advisors, LLC manage?

Fi3 Financial Advisors, LLC manages 2 private funds with combined gross assets of $11.4 million.

How many employees does Fi3 Financial Advisors, LLC have?

Fi3 Financial Advisors, LLC reports 21 employees.

Where is Fi3 Financial Advisors, LLC located?

Fi3 Financial Advisors, LLC is based in Indianapolis, IN and has been SEC-registered since 2018.

Does Fi3 Financial Advisors, LLC disclose fund performance?

Fi3 Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8900 Keystone Crossing, Suite 225, Indianapolis, IN 46240
Phone317-426-8800
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$1.14B▲ 20%
Mar '25 — $952.4MApr '25 — $928.4MMay '25 — $928.4MJun '25 — $928.4MJul '25 — $928.4MAug '25 — $928.4MSep '25 — $928.4MOct '25 — $928.4MNov '25 — $928.4MDec '25 — $928.4MJan '26 — $928.4MFeb '26 — $928.4MMar '26 — $1.14BApr '26 — $1.14BMay '26 — $1.14BJun '26 — $1.14BJul '26 — $1.14B
Mar '25Form ADV, monthlyJul '26

How this firm compares

Regulatory AUMTop 31%
Larger than 69% of 16,306 advisers
AUM vs fund managersTop 47%
Larger than 53% of 6,030 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 23%
More than 77% of 16,824 advisers

Assets under management

$1.14Bregulatory AUM
Discretionary $975.3MNon-discretionary $163.6M

Fund type mix

Other Private1
Private Equity1

Service providers