Financial Management, Inc.
● SEC registered since 2022CRD 108350SEC# 801-126707Little Rock, AR
Reg. AUM
$247.8M
Employees
8
Accounts
400
Location
Little Rock, AR
About Financial Management
Financial Management, Inc. is a fee-only registered investment adviser delivering risk-adjusted investment models and consulting. It provides fiduciary service for individuals, private trusts, retirement plans, and nonprofits with an emphasis on independent, objective advice.
Summary based on the firm’s website.
Financial Management, Inc. assets under management
Financial Management, Inc. operates as an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 2022. It reports $247.8 million in regulatory assets under management and employs 8 people.
Financial Management, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Damon Christian Meyer Control | Director | Under 5% | 2022 |
| Dennis Charles Clay Control | Director | Under 5% | 2022 |
| First Security Capital Markets, Inc. Control | Shareholder | Over 75% | 2022 |
| Harold Franklin Grubbs Control | President | Under 5% | 1986 |
| James John Stockton Control | Chief Investment Officer | Under 5% | 2026 |
| Jessica Lynne Wallace Control | Vice President/Chief Operating Officer | Under 5% | 2026 |
| Joseph Michael Perrone Control | Chief Executive Officer | Under 5% | 2026 |
| Joseph Parrott Bumpers Control | Director | Under 5% | 2022 |
| Scott Arthur Beardsley Control | Director | Under 5% | 2022 |
| Timothy Alan Coon Control | Chief Financial Officer/Chief Compliance Officer | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Financial Management, Inc. manage?
Financial Management, Inc. reports $247.8 million in regulatory assets under management on its Form ADV.
How many employees does Financial Management, Inc. have?
Financial Management, Inc. reports 8 employees.
Where is Financial Management, Inc. located?
Financial Management, Inc. is based in Little Rock, AR and has been SEC-registered since 2022.
Does Financial Management, Inc. disclose fund performance?
Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4007 N. Rodney Parham Road, Little Rock, AR 72212 |
| Phone | 501-227-7400 |
| Fax | 501-227-9422 |
| Office hours | 8:00 a.m. To 4:30 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$247.8M▲ 110%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,389 advisers
EmployeesTop 47%
More than 53% of 16,799 advisers
Assets under management
$247.8Mregulatory AUM
Discretionary $247MNon-discretionary $824K