Flagstar Securities, Inc.
● SEC registered since 2007CRD 104233SEC# 801-67767New York, NY
Reg. AUM
$784.3M
Employees
37
Accounts
1,123
Location
New York, NY
Flagstar Securities, Inc. assets under management
Flagstar Securities, Inc. is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2007. It reports $784.3 million in regulatory assets under management and employs 37 people.
Flagstar Securities, Inc. owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Brian Feit Control | Head Of Specialized Industries And Capital Markets, Director | Under 5% | 2024 |
| Brian Joseph McGlynn | Compliance Registered Options Principal And Compliance Officer | Under 5% | 2009 |
| Douglas P Geraghty Control | Chief Compliance Officer, Director | Under 5% | 2023 |
| Flagstar Bank, N.A. Control | Shareholder | Over 75% | 2023 |
| Mark Andrew Pittsey Control | Head Of Private Banking & Wealth Management, Director | Under 5% | 2025 |
| Philip Vincent Perry | Ceo, Osj Principal, Municipal Securities Principal, Senior Registered Options Principal | Under 5% | 2000 |
| Richard Alexander Raffetto Control | President Of Commercial And Private Banking, Director | Under 5% | 2024 |
| Seth William Stern Control | Senior Deputy General Counsel, Director | Under 5% | 2024 |
| Shweta Prabhudas Pawani Control | Finop/Chief Financial Officer | Under 5% | 2025 |
| Flagstar Financial, Inc. Control | Shareholder | Over 75% | 2022 |
Frequently asked questions
How much does Flagstar Securities, Inc. manage?
Flagstar Securities, Inc. reports $784.3 million in regulatory assets under management on its Form ADV.
How many employees does Flagstar Securities, Inc. have?
Flagstar Securities, Inc. reports 37 employees.
Where is Flagstar Securities, Inc. located?
Flagstar Securities, Inc. is based in New York, NY and has been SEC-registered since 2007.
Does Flagstar Securities, Inc. disclose fund performance?
Flagstar Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1400 Broadway, 16th Floor, New York, NY 10018 |
| Phone | 646-822-1475 |
| Fax | 646-822-1470 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1117233 |
| Discloses disciplinary history | No |
Regulatory AUM
$784.3M▼ 19%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,306 advisers
EmployeesTop 15%
More than 85% of 16,824 advisers
Assets under management
$784.3Mregulatory AUM
Discretionary $784.3M