Highland Capital Management, LLC
● SEC registered since 1972CRD 104842SEC# 801-8762Memphis, TN
Reg. AUM
$3.88B
Employees
21
Accounts
957
Location
Memphis, TN
Highland Capital Management, LLC assets under management
Highland Capital Management, LLC operates as an SEC-registered investment adviser based in Memphis, TN. The firm has been registered since 1972. It reports $3.9 billion in regulatory assets under management and employs 21 people.
Highland Capital Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Argent Financial Group, Inc Control | Member 100% | Over 75% | 2012 |
| David Lee Thompson Control | Chief Investment Officer/Director Of Private Wealth | Under 5% | 2015 |
| Lori Nelms Montgomery Control | Chief Compliance Officer | Under 5% | 2023 |
| Michael Heflin Tindal Control | Director Of Taft-Hartley Services | Under 5% | 2015 |
| Steven Wishnia Control | President & Ceo | Under 5% | 2012 |
Frequently asked questions
How much does Highland Capital Management, LLC manage?
Highland Capital Management, LLC reports $3.9 billion in regulatory assets under management on its Form ADV.
How many employees does Highland Capital Management, LLC have?
Highland Capital Management, LLC reports 21 employees.
Where is Highland Capital Management, LLC located?
Highland Capital Management, LLC is based in Memphis, TN and has been SEC-registered since 1972.
Does Highland Capital Management, LLC disclose fund performance?
Highland Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 850 Ridge Lake Blvd, Suite 205, Memphis, TN 38120 |
| Phone | 901-761-9500 |
| Fax | 901-761-5631 |
| Office hours | 8-5 |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 860486 |
| Discloses disciplinary history | No |
Regulatory AUM
$3.88B▲ 10%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,306 advisers
EmployeesTop 23%
More than 77% of 16,824 advisers
Assets under management
$3.88Bregulatory AUM
Discretionary $3.88B