Integrated Wealth Concepts LLC
● SEC registered since 2016CRD 284656SEC# 801-108179Waltham, MA
Reg. AUM
$23.58B
Employees
493
Accounts
65,563
Location
Waltham, MA
Integrated Wealth Concepts LLC assets under management
Integrated Wealth Concepts LLC is an SEC-registered investment adviser based in Waltham, MA. The firm has been registered since 2016. It reports $23.6 billion in regulatory assets under management and employs 493 people.
Integrated Wealth Concepts LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andree Nicole Mohr Control | President | Under 5% | 2024 |
| Ann Lamontagne Swartz Control | Chief Compliance Officer | Under 5% | 2023 |
| Caitlyn E Frament Control | Director Of Business Process Optimization | Under 5% | 2023 |
| Integrated Partners, LLC Control | Managing Member | Over 75% | 2025 |
| Kathleen Lee Donnelly Control | Director Of Finance & Accounting | Under 5% | 2017 |
| Kristi Lee Carlson Control | Chief Finance Officer | Under 5% | 1998 |
| Paul Anton Saganey | Member And Founder | Under 5% | 2016 |
| Stephen Kolano Control | Chief Investment Officer | Under 5% | 2023 |
| Integrated Financial Holdco, Inc Control | Managing Member | Over 75% | 2025 |
| Paul Anton Saganey Control | President | Over 75% | 2025 |
Frequently asked questions
How much does Integrated Wealth Concepts LLC manage?
Integrated Wealth Concepts LLC reports $23.6 billion in regulatory assets under management on its Form ADV.
How many employees does Integrated Wealth Concepts LLC have?
Integrated Wealth Concepts LLC reports 493 employees.
Where is Integrated Wealth Concepts LLC located?
Integrated Wealth Concepts LLC is based in Waltham, MA and has been SEC-registered since 2016.
Does Integrated Wealth Concepts LLC disclose fund performance?
Integrated Wealth Concepts LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 5th Avenue, 4th Floor, Waltham, MA 02451 |
| Phone | (781) 890-3045 |
| Fax | (781) 890-5624 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1737109 |
| Discloses disciplinary history | No |
Regulatory AUM
$23.58B▲ 75%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,306 advisers
EmployeesTop 2%
More than 98% of 16,824 advisers
Assets under management
$23.58Bregulatory AUM
Discretionary $23.58B