Karpus Management Inc
● SEC registered since 1987CRD 110275SEC# 801-29607Pittsford, NY
Reg. AUM
$4.3B
Employees
35
Accounts
2,337
Location
Pittsford, NY
About Karpus Management
Karpus Investment Management offers strategies spanning tax-sensitive fixed income, balanced, equity, and cash management for individuals, institutions, and financial professionals. It highlights closed-end fund expertise and advisory services including foundation support.
Summary based on the firm’s website.
Karpus Management Inc assets under management
Karpus Management Inc is a registered investment adviser overseen by the SEC based in Pittsford, NY. The firm has been registered since 1987. It reports $4.3 billion in regulatory assets under management and employs 35 people.
Karpus Management Inc owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| City of London Investment Group PLC Control | Parent Company | Over 75% | 2020 |
| Daniel Lee Lippincott Control | Chief Investment Officer, President & Director | Under 5% | 2021 |
| Deepranjan Agrawal Control | Director | Under 5% | 2026 |
| Jodi Lee Hedberg | Chief Compliance Officer | Under 5% | 2020 |
| Juan Martin Garzaron Control | Director | Under 5% | 2026 |
| George William Karpus Control | Shareholder | 25-50% | 2020 |
Frequently asked questions
How much does Karpus Management Inc manage?
Karpus Management Inc reports $4.3 billion in regulatory assets under management on its Form ADV.
How many employees does Karpus Management Inc have?
Karpus Management Inc reports 35 employees.
Where is Karpus Management Inc located?
Karpus Management Inc is based in Pittsford, NY and has been SEC-registered since 1987.
Does Karpus Management Inc disclose fund performance?
Karpus Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 183 Sully's Trail, Pittsford, NY 14534 |
| Phone | 585-586-4680 |
| Fax | 585-586-4315 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$4.3B▲ 9%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,389 advisers
EmployeesTop 16%
More than 84% of 16,799 advisers
Assets under management
$4.3Bregulatory AUM
Discretionary $4.3B