Lee Financial Company, LLC
● SEC registered since 1975CRD 105910SEC# 801-10722Dallas, TX
Ranks #2,383 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$1.68B
Fund GAV
$13.5M
Private funds
4
Employees
39
Accounts
1,745
Location
Dallas, TX
Lee Financial Company, LLC assets under management
Lee Financial Company, LLC operates as an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1975. It reports $1.7 billion in regulatory assets under management and employs 39 people. Lee Financial Company, LLC manages 4 private funds with combined gross assets of $13.5 million, including Lfc Equity Plus Tail Protection Fund, LLC. By regulatory assets, it ranks 2,383 of 6,030 private fund managers.
Lee Financial Company, LLC private funds
4 funds · $13.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Lfc Equity Plus Tail Protection Fund, LLC. | Hedge | $13.1M | $100K |
| Lfc Horizon | Real Estate | $213K | $50K |
| Lfc Novus Ltd | Private Equity | $156K | $50K |
| Lfc Matrix Resources | Private Equity | $84K | $50K |
Lee Financial Company, LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Scott Shae | Director Of Operations And Client Services / Owner | 5-10% | 2023 |
| Christina Susanne Williams Control | President | 10-25% | 2020 |
| Daniel Scott Peters Control | Senior Portfolio Manager / Owner | 10-25% | 2020 |
| Danny Ray Boyce Control | Senior Portfolio Manager / Owner | 10-25% | 2020 |
| Jaime Nichole Boyles | Director Of Financial Planning / Owner | 5-10% | 2023 |
| Lfc Holding Co. Control | Owner | 10-25% | 2016 |
| Nicholas Shawn Gibson Control | Senior Financial Planner / Owner | 10-25% | 2020 |
| Patricia Gamez Stoll Control | Chief Compliance Officer | Under 5% | 2019 |
| Richard Rochester Lee Control | Chairman, Ceo & Founder | Under 5% | 2010 |
| William Albert Luckey Control | Chief Financial Officer | 10-25% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Lee Financial Company, LLC manage?
Lee Financial Company, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
How many private funds does Lee Financial Company, LLC manage?
Lee Financial Company, LLC manages 4 private funds with combined gross assets of $13.5 million.
How many employees does Lee Financial Company, LLC have?
Lee Financial Company, LLC reports 39 employees.
Where is Lee Financial Company, LLC located?
Lee Financial Company, LLC is based in Dallas, TX and has been SEC-registered since 1975.
Does Lee Financial Company, LLC disclose fund performance?
Lee Financial Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8350 N. Central Expressway, Suite 1800, Dallas, TX 75206 |
| Phone | 972-960-1001 |
| Fax | 972-404-1123 |
| Office hours | 8:30 a.m.-5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1391166 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.68B▲ 12%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,306 advisers
AUM vs fund managersTop 40%
Larger than 60% of 6,030 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 14%
More than 86% of 16,824 advisers
Assets under management
$1.68Bregulatory AUM
Discretionary $1.65BNon-discretionary $30.5M
Fund type mix
Private Equity2
Hedge1
Real Estate1
Service providers
Auditor
Prime broker
Custodian
Administrator