Live Oak Private Wealth, LLC
● SEC registered since 2018CRD 297904SEC# 801-113818Wilmington, NC
Reg. AUM
$1.32B
Employees
12
Accounts
1,157
Location
Wilmington, NC
Live Oak Private Wealth, LLC assets under management
Live Oak Private Wealth, LLC is an SEC-registered investment adviser based in Wilmington, NC. The firm has been registered since 2018. It reports $1.3 billion in regulatory assets under management and employs 12 people.
Live Oak Private Wealth, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Marshall Basinger Control | Ceo | Under 5% | 2023 |
| Frank Gehman Jolley Control | Co-Chief Investment Officer | Under 5% | 2020 |
| Gregory William Seward Control | General Counsel | Under 5% | 2019 |
| James Slaughter Mahan Control | Manager | Under 5% | 2018 |
| John William Coleman Control | Co-Chief Investment Officer | Under 5% | 2018 |
| Live Oak Banking Company Control | Member | Over 75% | 2018 |
| Terry Webb Sapp Control | Chief Compliance Officer | Under 5% | 2023 |
| Walter Jeffrey Phifer Control | Chief Financial Officer | Under 5% | 2023 |
| Live Oak Bancshares, Inc. Control | Shareholder | Over 75% | 2009 |
Frequently asked questions
How much does Live Oak Private Wealth, LLC manage?
Live Oak Private Wealth, LLC reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Live Oak Private Wealth, LLC have?
Live Oak Private Wealth, LLC reports 12 employees.
Where is Live Oak Private Wealth, LLC located?
Live Oak Private Wealth, LLC is based in Wilmington, NC and has been SEC-registered since 2018.
Does Live Oak Private Wealth, LLC disclose fund performance?
Live Oak Private Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1741 Tiburon Drive, Wilmington, NC 28403 |
| Phone | (844) 469-5679 |
| Fax | (910) 790-5868 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.32B▲ 24%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,306 advisers
EmployeesTop 35%
More than 65% of 16,824 advisers
Assets under management
$1.32Bregulatory AUM
Discretionary $1.32B