New Vernon Investment Management LLC
● SEC registered since 2012CRD 160247SEC# 801-73602Highland Park, IL
Ranks #5,657 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$115.5M
Fund GAV
$113.1M
Private funds
2
Employees
8
Accounts
11
Location
Highland Park, IL
New Vernon Investment Management LLC assets under management
New Vernon Investment Management LLC is a registered investment adviser overseen by the SEC based in Highland Park, IL. The firm has been registered since 2012. It reports $115.5 million in regulatory assets under management and employs 8 people. New Vernon Investment Management LLC manages 2 private funds with combined gross assets of $113.1 million, including N. V. Financial Products Fund. By regulatory assets, it ranks 5,657 of 6,030 private fund managers.
New Vernon Investment Management LLC private funds
2 funds · $113.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| N. V. Financial Products Fund | Hedge | $65.4M | $250K |
| New Vernon Global Opportunity Master Fund Ltd | Hedge | $47.7M | $250K |
New Vernon Investment Management LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Mark Shapiro Control | Member | 5-10% | 2011 |
| Gary Alan Just Control | Chief Compliance Officer, Chief Financial Officer | Under 5% | 2016 |
| NV Capital Holdings II, LLC Control | Member | Over 75% | 2011 |
| Steven Arthur Shapiro Control | Managing Member | 5-10% | 2011 |
| Arshad Rafiq Zakaria Control | Member | 25-50% | 2004 |
Frequently asked questions
How much does New Vernon Investment Management LLC manage?
New Vernon Investment Management LLC reports $115.5 million in regulatory assets under management on its Form ADV.
How many private funds does New Vernon Investment Management LLC manage?
New Vernon Investment Management LLC manages 2 private funds with combined gross assets of $113.1 million.
How many employees does New Vernon Investment Management LLC have?
New Vernon Investment Management LLC reports 8 employees.
Where is New Vernon Investment Management LLC located?
New Vernon Investment Management LLC is based in Highland Park, IL and has been SEC-registered since 2012.
Does New Vernon Investment Management LLC disclose fund performance?
New Vernon Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 799 Central Ave, Suite 350, Highland Park, IL 60035 |
| Phone | 847-926-5700 |
| Fax | 847-926-5701 |
| Office hours | 8a.m.-5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$115.5M▼ 1%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,306 advisers
AUM vs fund managersTop 94%
Larger than 6% of 6,030 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 47%
More than 53% of 16,824 advisers
Assets under management
$115.5Mregulatory AUM
Discretionary $115.5M