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Nomura Corporate Research and Asset Management Inc

● SEC registered since 1991CRD 110411SEC# 801-38965New York, NY
Export (members)
Reg. AUM
$37.56B
Employees
50
Accounts
66
Location
New York, NY

Nomura Corporate Research and Asset Management Inc assets under management

Nomura Corporate Research and Asset Management Inc is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1991. It reports $37.6 billion in regulatory assets under management and employs 50 people.

Nomura Corporate Research and Asset Management Inc owners & executives

13 reported
NameTitleOwnershipSince
Amy Yu Chang ControlManaging Director And Portfolio ManagerUnder 5%2019
David Owen Crall ControlPresident, Chief Executive Officer, Chief Investment Officer, Managing Director, Board Of DirectorUnder 5%2019
Eugene James Chiulli ControlTreasurer, Chief Financial OfficerUnder 5%2024
Eugene Nmn Shuster ControlManaging Director - Head Of RiskUnder 5%2021
Melanie Jane Hawthorne ControlHead Of LegalUnder 5%2021
Meno Volker Stroemer ControlManaging Director, Portfolio ManagerUnder 5%2023
Neil Anthony Daniele ControlChief Compliance OfficerUnder 5%2009
Nomura Holding America, Inc. ControlShareholderOver 75%1991
Nomura Holdings, Inc. ControlShareholderUnder 5%2001
Stephen Spencer Kotsen ControlManaging Director And Portfolio ManagerUnder 5%2005
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Frequently asked questions

How much does Nomura Corporate Research and Asset Management Inc manage?

Nomura Corporate Research and Asset Management Inc reports $37.6 billion in regulatory assets under management on its Form ADV.

How many employees does Nomura Corporate Research and Asset Management Inc have?

Nomura Corporate Research and Asset Management Inc reports 50 employees.

Where is Nomura Corporate Research and Asset Management Inc located?

Nomura Corporate Research and Asset Management Inc is based in New York, NY and has been SEC-registered since 1991.

Does Nomura Corporate Research and Asset Management Inc disclose fund performance?

Nomura Corporate Research and Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressWorldwide Plaza, 309 West 49th Street, New York, NY 10019-7316
Phone(212) 667-9000
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Regulatory AUM

$37.56BNo change
Apr '25 — $37.71BMay '25 — $37.71BJun '25 — $36.42BJul '25 — $36.42BAug '25 — $36.42BSep '25 — $36.42BOct '25 — $36.42BNov '25 — $36.42BDec '25 — $36.42BJan '26 — $36.42BFeb '26 — $36.42BMar '26 — $36.42BApr '26 — $36.42BMay '26 — $36.42BJun '26 — $37.56BJul '26 — $37.56B
Apr '25Form ADV, monthlyJul '26

How this firm compares

Regulatory AUMTop 3%
Larger than 97% of 16,306 advisers
EmployeesTop 12%
More than 88% of 16,824 advisers

Assets under management

$37.56Bregulatory AUM
Discretionary $37.08BNon-discretionary $481.6M