North Capital, Inc.
● SEC registered since 2017CRD 148802SEC# 801-110598Salt Lake City, UT
Reg. AUM
$365.8M
Employees
12
Accounts
550
Location
Salt Lake City, UT
North Capital, Inc. assets under management
North Capital, Inc. operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 2017. It reports $365.8 million in regulatory assets under management and employs 12 people.
North Capital, Inc. owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Patrick Dowd Control | President, Cio | Under 5% | 2008 |
| Joseph Carl Anderson | Chief Compliance Officer | Under 5% | 2024 |
| North Capital Investment Technology, Inc. Control | Owner | Over 75% | 2019 |
| Paul Donald Bowers Control | Managing Director | Under 5% | 2018 |
| Franklin Resources, Inc. Control | Shareholder | Over 75% | 2020 |
| Ft Fintech Holdings LLC Control | Shareholder - Series Seed, Series A, Series A-1 | 25-50% | 2022 |
| James Patrick Dowd Control | Ceo And Equity Owner | 25-50% | 2014 |
| Legg Mason Inc. Control | Shareholder | Over 75% | 2021 |
| Templeton International Inc. Control | Member | Over 75% | 2017 |
| Templeton Worldwide, Inc. Control | Shareholder | Over 75% | 1992 |
Frequently asked questions
How much does North Capital, Inc. manage?
North Capital, Inc. reports $365.8 million in regulatory assets under management on its Form ADV.
How many employees does North Capital, Inc. have?
North Capital, Inc. reports 12 employees.
Where is North Capital, Inc. located?
North Capital, Inc. is based in Salt Lake City, UT and has been SEC-registered since 2017.
Does North Capital, Inc. disclose fund performance?
North Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047 |
| Phone | 888-625-7768 X1 |
| Fax | 801-210-7851 |
| Office hours | 8:30 a.m. - 6:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 2065938 |
| Discloses disciplinary history | No |
Regulatory AUM
$365.8M▲ 45%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,306 advisers
EmployeesTop 35%
More than 65% of 16,824 advisers
Assets under management
$365.8Mregulatory AUM
Discretionary $343MNon-discretionary $22.8M