Northrock Partners, LLC
● SEC registered since 2013CRD 167908SEC# 801-78194Minneapolis, MN
Ranks #760 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$12.19B
Fund GAV
$75K
Private funds
1
Employees
233
Accounts
24,014
Location
Minneapolis, MN
Northrock Partners, LLC assets under management
Northrock Partners, LLC is an SEC-registered investment adviser based in Minneapolis, MN. The firm has been registered since 2013. It reports $12.2 billion in regulatory assets under management and employs 233 people. Northrock Partners, LLC manages 1 private fund with combined gross assets of $74,913, including Northrock Credit Access Opportunity I, LP. By regulatory assets, it ranks 760 of 6,030 private fund managers.
Northrock Partners, LLC private funds
1 funds · $75K GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Northrock Credit Access Opportunity I, LP | Other Private | $75K | $100K |
Northrock Partners, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brent Troy Field Control | Chief Investment Officer | Under 5% | 2013 |
| James Marshall Dubrueler Control | Chief Financial Officer, Sammons Financial Group Wealth | Under 5% | 2026 |
| Kathleen Sweeney Shoemaker Control | Chief Compliance Officer | Under 5% | 2023 |
| Michael Lee Mock Control | President, Sammons Financial Group Wealth | Under 5% | 2025 |
| Northrock Partners Intermediate, LLC Control | Managing Member | Over 75% | 2023 |
| Robert Dean Nelson Control | Managing Member, Ceo & Founding Partner | 10-25% | 2013 |
| Todd Alan Moser Control | Managing Member | 10-25% | 2019 |
| Consolidated Investment Services, Inc. Control | Shareholder | Over 75% | 1990 |
| Greatbanc Trust Company, Trustee Control | Trustee | Over 75% | 2010 |
| Northrock Partners Holdco, LLC Control | Managing Member | Over 75% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Northrock Partners, LLC manage?
Northrock Partners, LLC reports $12.2 billion in regulatory assets under management on its Form ADV.
How many private funds does Northrock Partners, LLC manage?
Northrock Partners, LLC manages 1 private funds with combined gross assets of $74,913.
How many employees does Northrock Partners, LLC have?
Northrock Partners, LLC reports 233 employees.
Where is Northrock Partners, LLC located?
Northrock Partners, LLC is based in Minneapolis, MN and has been SEC-registered since 2013.
Does Northrock Partners, LLC disclose fund performance?
Northrock Partners, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 225 South Sixth Street, Suite 1400, Minneapolis, MN 55402 |
| Phone | (612) 367-8800 |
| Fax | (612) 367-8886 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$12.19B▲ 110%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,306 advisers
AUM vs fund managersTop 13%
Larger than 87% of 6,030 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 3%
More than 97% of 16,824 advisers
Assets under management
$12.19Bregulatory AUM
Discretionary $11.52BNon-discretionary $660.2M