Occidental Asset Management, LLC
● SEC registered since 2013CRD 168650SEC# 801-78516Burlingame, CA
Reg. AUM
$1.07B
Employees
15
Accounts
1,921
Location
Burlingame, CA
Occidental Asset Management, LLC assets under management
Occidental Asset Management, LLC operates as an SEC-registered investment adviser based in Burlingame, CA. The firm has been registered since 2013. It reports $1.1 billion in regulatory assets under management and employs 15 people.
Occidental Asset Management, LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Charles Cattano Control | Managing Principal | Under 5% | 2013 |
| Brad T Klontz | Managing Principal | Under 5% | 2015 |
| Nathan Hatton Walsh Control | Managing Principal/Chief Compliance Officer | Under 5% | 2013 |
| Occam Capital, LLC Control | Holding Company | Over 75% | 2013 |
| Andrew Charles Cattano Control | Trustee | — | 2001 |
| Brad Klontz and Joni Wada Family Trust Control | Member | 25-50% | 2015 |
| Brad T Klontz Control | Trustee | — | 2014 |
| Cattano Family Trust Control | Member | 25-50% | 2013 |
| Joni Wada Control | Trustee | — | 2014 |
| Michelle Paige Cattano Control | Trustee | — | 2001 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Occidental Asset Management, LLC manage?
Occidental Asset Management, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Occidental Asset Management, LLC have?
Occidental Asset Management, LLC reports 15 employees.
Where is Occidental Asset Management, LLC located?
Occidental Asset Management, LLC is based in Burlingame, CA and has been SEC-registered since 2013.
Does Occidental Asset Management, LLC disclose fund performance?
Occidental Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 301 California Drive #9, Burlingame, CA 94010 |
| Phone | 650-344-1600 |
| Fax | 650-745-7347 |
| Office hours | 7:30 a.m. - 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.07B▲ 35%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,306 advisers
EmployeesTop 30%
More than 70% of 16,824 advisers
Assets under management
$1.07Bregulatory AUM
Discretionary $1.07B