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Pacific Global Investment Management Company

● SEC registered since 1992CRD 106962SEC# 801-41668Glendale, CA
Export (members)
Reg. AUM
$87.5M
Employees
6
Accounts
198
Location
Glendale, CA

Pacific Global Investment Management Company assets under management

Pacific Global Investment Management Company operates as an SEC-registered investment adviser based in Glendale, CA. The firm has been registered since 1992. It reports $87.5 million in regulatory assets under management and employs 6 people.

Pacific Global Investment Management Company owners & executives

11 reported
NameTitleOwnershipSince
Barbara Anne Kelley ControlTreasurerUnder 5%2019
Barbara Anne Kelley ControlExecutive Vice President, DirectorUnder 5%1999
Catherine Leigh Henning ControlSr Vice President & SecretaryUnder 5%2004
Catherine Leigh Henning ControlDirectorUnder 5%2011
Edward Lee AppleShareholder5-10%2012
George Allen Henning ControlCeo, President, Director25-50%1992
George Allen Henning ControlChief Compliance Officer25-50%2026
The Hirasaki Family Trust - Bypass ShareCommon Stock Shareholder10-25%1996
Thomas Herbert HansonShareholder5-10%2026
Marcia Haru HirasakiTrustee2022
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Frequently asked questions

How much does Pacific Global Investment Management Company manage?

Pacific Global Investment Management Company reports $87.5 million in regulatory assets under management on its Form ADV.

How many employees does Pacific Global Investment Management Company have?

Pacific Global Investment Management Company reports 6 employees.

Where is Pacific Global Investment Management Company located?

Pacific Global Investment Management Company is based in Glendale, CA and has been SEC-registered since 1992.

Does Pacific Global Investment Management Company disclose fund performance?

Pacific Global Investment Management Company is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address500 N. Brand Blvd, Ste 2160, Glendale, CA 91203
Phone800-404-6693
Office hours8:00a.m. - 3:00p.m. Pt
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$87.5M▼ 12%
Mar '25 — $98.9MApr '25 — $98.9MMay '25 — $98.9MJun '25 — $98.9MJul '25 — $98.9MAug '25 — $98.9MSep '25 — $98.9MOct '25 — $98.9MNov '25 — $98.9MDec '25 — $98.9MJan '26 — $98.9MFeb '26 — $98.9MMar '26 — $85.9MApr '26 — $87.5MMay '26 — $87.5MJun '26 — $87.5MJul '26 — $87.5M
Mar '25Form ADV, monthlyJul '26

How this firm compares

Regulatory AUMTop 94%
Larger than 6% of 16,306 advisers
EmployeesTop 56%
More than 44% of 16,824 advisers

Assets under management

$87.5Mregulatory AUM
Discretionary $86.9MNon-discretionary $581K