Pleiad Investment Advisors Limited
● SEC registered since 2019CRD 172237SEC# 801-116989Hong Kong
Ranks #2,644 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$1.35B
Fund GAV
$1.35B
Private funds
6
Employees
22
Accounts
13
Location
Hong Kong
Pleiad Investment Advisors Limited assets under management
Pleiad Investment Advisors Limited is an investment advisory firm registered with the SEC based in Hong Kong. The firm has been registered since 2019. It reports $1.4 billion in regulatory assets under management and employs 22 people. Pleiad Investment Advisors Limited manages 6 private funds with combined gross assets of $1.3 billion, including Pleiad Asia Master Fund. By regulatory assets, it ranks 2,644 of 6,030 private fund managers.
Pleiad Investment Advisors Limited private funds
6 funds · $1.35B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Pleiad Asia Master Fund | Hedge | $609.9M | $10M |
| Pleiad Asia Equity Master Fund | Other Private | $373M | $10M |
| Pleiad Japan Equity Master Fund | Other Private | $147.5M | $10M |
| Pleiad- Minerva Japan Growth Opportunities LP | Private Equity | $140.6M | $5M |
| Minerva Growth Partners II LP | Private Equity | $39.9M | $100K |
| Pleiad Japan Master Fund | Hedge | $35.1M | $10M |
Pleiad Investment Advisors Limited owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kenneth Sea Leong Lee Control | Director & Co-Cio | 50-75% | 2014 |
| Masaki Nmn Taniguchi Control | Director & Coo | Under 5% | 2014 |
| Michael Stephen Yoshino Control | Director & Co-Cio | 50-75% | 2014 |
| Pleiad Investment Management Limited Control | Sole Shareholder | Over 75% | 2014 |
| Vien Moi Ying Chiu Control | Cfo & Cco | Under 5% | 2014 |
| Commonwealth Trust Company | Trustee | — | 2020 |
| Grantor Trust: Heritage Trust Two | Owner | 50-75% | 2020 |
| Heritage Forward LLC Control | Owner | 50-75% | 2018 |
| Kenneth Sea Leong Lee Control | Owner | 25-50% | 2018 |
| Luctor Et Emergo Company Limited Control | Owner | 50-75% | 2021 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Pleiad Investment Advisors Limited manage?
Pleiad Investment Advisors Limited reports $1.4 billion in regulatory assets under management on its Form ADV.
How many private funds does Pleiad Investment Advisors Limited manage?
Pleiad Investment Advisors Limited manages 6 private funds with combined gross assets of $1.3 billion.
How many employees does Pleiad Investment Advisors Limited have?
Pleiad Investment Advisors Limited reports 22 employees.
Where is Pleiad Investment Advisors Limited located?
Pleiad Investment Advisors Limited is based in Hong Kong and has been SEC-registered since 2019.
Does Pleiad Investment Advisors Limited disclose fund performance?
Pleiad Investment Advisors Limited is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 26/F, 8 Wyndham Street, Central, Hong Kong |
| Phone | 852 3589 6470 |
| Fax | 852 3589 6471 |
| Office hours | 8:30a.m.-6:00p.m. |
| SEC region | HQ |
| Discloses disciplinary history | No |
Regulatory AUM
$1.35B▲ 3%
Apr '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,306 advisers
AUM vs fund managersTop 44%
Larger than 56% of 6,030 private-fund managers
Number of fundsTop 36%
More funds than 64% of fund managers
EmployeesTop 22%
More than 78% of 16,824 advisers
Assets under management
$1.35Bregulatory AUM
Discretionary $1.35B
Fund type mix
Other Private2
Hedge2
Private Equity2
Service providers
Auditor
Prime broker
Custodian
Administrator