Probity Advisors, Inc.
● SEC registered since 2002CRD 121849SEC# 801-61430Dallas, TX
Reg. AUM
$859.4M
Employees
9
Accounts
1,144
Location
Dallas, TX
Probity Advisors, Inc. assets under management
Probity Advisors, Inc. is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2002. It reports $859.4 million in regulatory assets under management and employs 9 people.
Probity Advisors, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Tyler Sorrow Control | Trustee Of Probity Shareholder Trust Dtd 7/6/2005 | Over 75% | 2024 |
| Christopher Tyler Sorrow Control | Vice President/Chief Compliance Officer/Board Member/Chief Operations Officer/Chief Financial Officer | Under 5% | 2003 |
| Linda M. Ozanne Control | Secretary | Under 5% | 2002 |
| Marshall Tyler Ozanne Control | Trustee Of Probity Shareholder Trust Dtd 7/6/2005 | Under 5% | 2024 |
| Porter Louis Ozanne Control | President/Chairman Of Board/Chief Executive Officer | Under 5% | 2002 |
| The Probity Shareholders Trust Dtd 07/06/2005 | Trust | Over 75% | 2005 |
| Linda M. Ozanne Control | Trustee | — | 1984 |
| Porter Louis Ozanne Control | Trustee | — | 1984 |
| The Porter L. Ozanne and Linda M. Ozanne Joint Living Trust Dated 10/30/84 & Any Amendments Thereto Control | Trust | 50-75% | 2005 |
Frequently asked questions
How much does Probity Advisors, Inc. manage?
Probity Advisors, Inc. reports $859.4 million in regulatory assets under management on its Form ADV.
How many employees does Probity Advisors, Inc. have?
Probity Advisors, Inc. reports 9 employees.
Where is Probity Advisors, Inc. located?
Probity Advisors, Inc. is based in Dallas, TX and has been SEC-registered since 2002.
Does Probity Advisors, Inc. disclose fund performance?
Probity Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10000 N. Central Expressway, Suite 1326, Dallas, TX 75231 |
| Phone | 214-891-8131 |
| Fax | 972-905-9172 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$859.4M▲ 17%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,306 advisers
EmployeesTop 43%
More than 57% of 16,824 advisers
Assets under management
$859.4Mregulatory AUM
Discretionary $857.8MNon-discretionary $1.7M