Pruco Securities, LLC
● SEC registered since 1996CRD 5685SEC# 801-52208Newark, NJ
Reg. AUM
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Employees
272
Accounts
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Location
Newark, NJ
Pruco Securities, LLC assets under management
Pruco Securities, LLC is an investment advisory firm registered with the SEC based in Newark, NJ. The firm has been registered since 1996. It employs 272 people.
Pruco Securities, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Michael Fontano Control | Elected Manager | Under 5% | 2017 |
| Dexter Michael Feliciano Control | President | Under 5% | 2025 |
| Jordan Karsten Thomsen | Chief Legal Officer | Under 5% | 2025 |
| Patrick Liam Hynes Control | Chairman, Elected Manager | Under 5% | 2018 |
| Robert Philip Smit Control | Chief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer | Under 5% | 2019 |
| Scott Emory Depew Control | Elected Manager | Under 5% | 2025 |
| Shane Thomas McGrath | Chief Compliance Officer | Under 5% | 2026 |
| The Prudential Insurance Company of America Control | Sole Member | Over 75% | 2000 |
| Tiffany Khan | Anti-Money Laundering Officer | Under 5% | 2026 |
| Prudential Financial, Inc. Control | Sole Member | Over 75% | 2001 |
Frequently asked questions
How many employees does Pruco Securities, LLC have?
Pruco Securities, LLC reports 272 employees.
Where is Pruco Securities, LLC located?
Pruco Securities, LLC is based in Newark, NJ and has been SEC-registered since 1996.
Does Pruco Securities, LLC disclose fund performance?
Pruco Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 751 Broad Street, Newark, NJ 07102-3777 |
| Phone | 973-802-6000 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 80887 |
| Discloses disciplinary history | Yes |
How this firm compares
EmployeesTop 3%
More than 97% of 16,824 advisers