Regions Investment Management, Inc.
● SEC registered since 1986CRD 111715SEC# 801-27629Birmingham, AL
Reg. AUM
$20.14B
Employees
28
Accounts
2
Location
Birmingham, AL
Regions Investment Management, Inc. assets under management
Regions Investment Management, Inc. is a registered investment adviser overseen by the SEC based in Birmingham, AL. The firm has been registered since 1986. It reports $20.1 billion in regulatory assets under management and employs 28 people.
Regions Investment Management, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Brent Wright Control | Director | Under 5% | 2018 |
| Francesca Allen Smitherman Control | Senior Vice President | Under 5% | 2012 |
| Gregory Thomas Firek Control | Director | Under 5% | 2017 |
| John David Ferrell Control | Director | Under 5% | 2018 |
| Regions Bank Control | Direct Owner | Over 75% | 2016 |
| Samuel Alan McKnight Control | President & Chairman, Board Of Directors | Under 5% | 2015 |
| Tammy Ridley Roden Control | Chief Compliance Officer | Under 5% | 2022 |
| Regions Financial Corporation Control | Indirect Owner | Over 75% | 2012 |
Frequently asked questions
How much does Regions Investment Management, Inc. manage?
Regions Investment Management, Inc. reports $20.1 billion in regulatory assets under management on its Form ADV.
How many employees does Regions Investment Management, Inc. have?
Regions Investment Management, Inc. reports 28 employees.
Where is Regions Investment Management, Inc. located?
Regions Investment Management, Inc. is based in Birmingham, AL and has been SEC-registered since 1986.
Does Regions Investment Management, Inc. disclose fund performance?
Regions Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203-2618 |
| Phone | 205-326-7074 |
| Fax | 205-326-5334 |
| Office hours | 8:00a.m. - 5:00p.m. Cst |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1082809 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$20.14B▲ 8%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,306 advisers
EmployeesTop 19%
More than 81% of 16,824 advisers
Assets under management
$20.14Bregulatory AUM
Discretionary $13.46BNon-discretionary $6.68B