Rfg Advisory, LLC
● SEC registered since 2014CRD 158401SEC# 801-79153Vestavia Hills, AL
Reg. AUM
$7.97B
Employees
360
Accounts
29,833
Location
Vestavia Hills, AL
Rfg Advisory, LLC assets under management
Rfg Advisory, LLC is an investment advisory firm registered with the SEC based in Vestavia Hills, AL. The firm has been registered since 2014. It reports $8 billion in regulatory assets under management and employs 360 people.
Rfg Advisory, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bobby Ray Trust White Control | Managing Member And Executive Chairman | 5-10% | 2011 |
| Douglas Scott Nelson Control | Cfo | Under 5% | 2025 |
| Edward Christy Swenson Control | President | Under 5% | 2025 |
| Frederick George Trust Wedell Control | Chief Investment Officer | 5-10% | 2017 |
| Long Ridge Equity Partners III, LP Control | Owner | 25-50% | 2023 |
| Lrep III Rfg Offshore Investors, LLC. Control | Owner | 10-25% | 2023 |
| Richard Henry Ohlrich Control | Chief Compliance Officer | Under 5% | 2022 |
| Shannon Parrott Spotswood Control | Chief Executive Officer | 5-10% | 2024 |
| James Gerard Brown Control | Member | 50-75% | 2023 |
| Kevin Bhalchandra Bhatt Control | Member | 50-75% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Rfg Advisory, LLC manage?
Rfg Advisory, LLC reports $8 billion in regulatory assets under management on its Form ADV.
How many employees does Rfg Advisory, LLC have?
Rfg Advisory, LLC reports 360 employees.
Where is Rfg Advisory, LLC located?
Rfg Advisory, LLC is based in Vestavia Hills, AL and has been SEC-registered since 2014.
Does Rfg Advisory, LLC disclose fund performance?
Rfg Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242-2245 |
| Phone | 205-397-2450 |
| Fax | 205-968-6089 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1633387 |
| Discloses disciplinary history | No |
Regulatory AUM
$7.97B▲ 106%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,306 advisers
EmployeesTop 2%
More than 98% of 16,824 advisers
Assets under management
$7.97Bregulatory AUM
Discretionary $7.97B