Rockwood Wealth Management, LLC
● SEC registered since 2009CRD 137481SEC# 801-69884New Hope, PA
Reg. AUM
$2.87B
Employees
53
Accounts
5,237
Location
New Hope, PA
Rockwood Wealth Management, LLC assets under management
Rockwood Wealth Management, LLC is an investment advisory firm registered with the SEC based in New Hope, PA. The firm has been registered since 2009. It reports $2.9 billion in regulatory assets under management and employs 53 people.
Rockwood Wealth Management, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James A Smith | Chief Investment Officer | Under 5% | 2024 |
| John Robert Augenblick Control | Member | 50-75% | 2008 |
| Kenny Brian Bauer | Member | 5-10% | 2020 |
| Mark Theodore Kelly | Member | 10-25% | 2016 |
| Megan Jane Lottier | Chief Compliance Officer | Under 5% | 2018 |
| Samuel Whitaker Feldbaum | Member | 10-25% | 2018 |
Frequently asked questions
How much does Rockwood Wealth Management, LLC manage?
Rockwood Wealth Management, LLC reports $2.9 billion in regulatory assets under management on its Form ADV.
How many employees does Rockwood Wealth Management, LLC have?
Rockwood Wealth Management, LLC reports 53 employees.
Where is Rockwood Wealth Management, LLC located?
Rockwood Wealth Management, LLC is based in New Hope, PA and has been SEC-registered since 2009.
Does Rockwood Wealth Management, LLC disclose fund performance?
Rockwood Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6464 Lower York Road, New Hope, PA 18938 |
| Phone | 267-983-6400 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 1983670 |
| Discloses disciplinary history | No |
Regulatory AUM
$2.87B▲ 31%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 18%
Larger than 82% of 16,306 advisers
EmployeesTop 11%
More than 89% of 16,824 advisers
Assets under management
$2.87Bregulatory AUM
Discretionary $2.85BNon-discretionary $23.7M