Roundview Capital, LLC
● SEC registered since 2008CRD 148083SEC# 801-69519Princeton, NJ
Reg. AUM
$2.13B
Employees
13
Accounts
1,911
Location
Princeton, NJ
Roundview Capital, LLC assets under management
Roundview Capital, LLC is a registered investment adviser overseen by the SEC based in Princeton, NJ. The firm has been registered since 2008. It reports $2.1 billion in regulatory assets under management and employs 13 people.
Roundview Capital, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Shi-Yi Lieu Control | Partner | 10-25% | 2020 |
| Christina Sim Keddie Control | Chief Compliance Officer | Under 5% | 2023 |
| Howard Todd Alter Control | Managing Partner | 25-50% | 2008 |
| Janet Garfai Chen Control | Chief Financial Officer | Under 5% | 2008 |
| Matthew Douglas Wallack Control | Chief Investment Officer | Under 5% | 2014 |
| Stephen Kai-Jen Shueh Control | Managing Partner | 25-50% | 2008 |
Frequently asked questions
How much does Roundview Capital, LLC manage?
Roundview Capital, LLC reports $2.1 billion in regulatory assets under management on its Form ADV.
How many employees does Roundview Capital, LLC have?
Roundview Capital, LLC reports 13 employees.
Where is Roundview Capital, LLC located?
Roundview Capital, LLC is based in Princeton, NJ and has been SEC-registered since 2008.
Does Roundview Capital, LLC disclose fund performance?
Roundview Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 182 Nassau Street, Suite 201, Princeton, NJ 08542-7000 |
| Phone | 609-688-9500 |
| Fax | 609-688-9300 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.13B▲ 13%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 21%
Larger than 79% of 16,306 advisers
EmployeesTop 34%
More than 66% of 16,824 advisers
Assets under management
$2.13Bregulatory AUM
Discretionary $2BNon-discretionary $125.6M