S & P Financial, Inc.
● SEC registered since 2006CRD 139358SEC# 801-66205Ashland, OR
Reg. AUM
$370.6M
Employees
2
Accounts
1,651
Location
Ashland, OR
About S & P Financial
S & P Financial is associated with Retirement Planning Specialists, offering retirement, financial, estate, investment, and insurance planning. It uses personalized processes aimed at becoming clients' trusted advisors.
Summary based on the firm’s website.
S & P Financial, Inc. assets under management
S & P Financial, Inc. operates as an SEC-registered investment adviser based in Ashland, OR. The firm has been registered since 2006. It reports $370.6 million in regulatory assets under management and employs 2 people.
S & P Financial, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Matthew Smith Control | Chief Compliance Officer | 50-75% | 2006 |
| Christopher Patterson Control | Managing Partner | 50-75% | 2014 |
Frequently asked questions
How much does S & P Financial, Inc. manage?
S & P Financial, Inc. reports $370.6 million in regulatory assets under management on its Form ADV.
How many employees does S & P Financial, Inc. have?
S & P Financial, Inc. reports 2 employees.
Where is S & P Financial, Inc. located?
S & P Financial, Inc. is based in Ashland, OR and has been SEC-registered since 2006.
Does S & P Financial, Inc. disclose fund performance?
S & P Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 241 Maple Street, Suite 101, Ashland, OR 97520 |
| Phone | 541-482-0138 |
| Fax | 541-488-6272 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$370.6M▲ 15%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,389 advisers
EmployeesTop 86%
More than 14% of 16,799 advisers
Assets under management
$370.6Mregulatory AUM
Discretionary $370.6M