Sage, Rutty & Co., Inc.
● SEC registered since 1990CRD 3254SEC# 801-35917Rochester, NY
Reg. AUM
$3.46B
Employees
36
Accounts
8,163
Location
Rochester, NY
About Sage, Rutty & Co.
Sage Rutty & Co. is a full-service 401(k) advisor helping Western New York businesses with plan design, fiduciary oversight, and employee education. It aims to limit plan liabilities and empower HR teams through complete plan management.
Summary based on the firm’s website.
Sage, Rutty & Co., Inc. assets under management
Sage, Rutty & Co., Inc. operates as an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 1990. It reports $3.5 billion in regulatory assets under management and employs 36 people.
Sage, Rutty & Co., Inc. owners & executives
22 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Audrey Weller Holly | Shareholder | 10-25% | 1999 |
| Chelsea Leigh Conway | Director | Under 5% | 2024 |
| Christopher Robert Holly | Shareholder | Under 5% | 2024 |
| Connor B Holly | Financial Advisor, Shareholder, First Vice President | Under 5% | 2021 |
| Corinne Marie Dennis Control | Chief Compliance Officer | Under 5% | 2024 |
| Curt Allen Ehrlich | Senior Vice President, Financial Advisor, Shareholder | Under 5% | 2003 |
| Douglas Evans III Parker | Director, Shareholder, Financial Advisor, Senior Vice President | 10-25% | 2006 |
| James Paul Burke Control | Secretary, Vice President, Shareholder | Under 5% | 1996 |
| Jared Foster Holly | Shareholder | Under 5% | 2022 |
| Jessica Lauren Holly | Shareholder | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Sage, Rutty & Co., Inc. manage?
Sage, Rutty & Co., Inc. reports $3.5 billion in regulatory assets under management on its Form ADV.
How many employees does Sage, Rutty & Co., Inc. have?
Sage, Rutty & Co., Inc. reports 36 employees.
Where is Sage, Rutty & Co., Inc. located?
Sage, Rutty & Co., Inc. is based in Rochester, NY and has been SEC-registered since 1990.
Does Sage, Rutty & Co., Inc. disclose fund performance?
Sage, Rutty & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Corporate Woods, Suite 300, Rochester, NY 14623 |
| Phone | 585-232-3760 |
| Fax | 866-902-0273 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 86172 |
| Discloses disciplinary history | No |
Regulatory AUM
$3.46B▲ 15%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,389 advisers
EmployeesTop 15%
More than 85% of 16,799 advisers
Assets under management
$3.46Bregulatory AUM
Discretionary $1.8BNon-discretionary $1.66B