Santander Securities LLC
● SEC registered since 1999CRD 41791SEC# 801-56796Boston, MA
Reg. AUM
$3.14B
Employees
449
Accounts
11,152
Location
Boston, MA
Santander Securities LLC assets under management
Santander Securities LLC is a registered investment adviser overseen by the SEC based in Boston, MA. The firm has been registered since 1999. It reports $3.1 billion in regulatory assets under management and employs 449 people.
Santander Securities LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alfredo Luis Aguila Control | Director | Under 5% | 2026 |
| Daniel P Bowler Control | Head Of Finance & Accounting | Under 5% | 2025 |
| Dustin Neurath Control | Director | Under 5% | 2024 |
| Eloina Maria Franco-Espinosa Control | Director | Under 5% | 2026 |
| Gregory Brogan Control | Head Of Investment Operations | Under 5% | 2026 |
| Lawrence Andrew Carter Control | Chief Compliance Officer | Under 5% | 2013 |
| Luis Javier Bermudez Valdes Control | Director | Under 5% | 2026 |
| Matthew T Preble Control | Head Of Retail Investment | Under 5% | 2026 |
| Niccolo Gregoratti Control | President & Ceo | Under 5% | 2026 |
| Santander Capital Holdings, LLC Control | Direct Owner | Over 75% | 2023 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Santander Securities LLC manage?
Santander Securities LLC reports $3.1 billion in regulatory assets under management on its Form ADV.
How many employees does Santander Securities LLC have?
Santander Securities LLC reports 449 employees.
Where is Santander Securities LLC located?
Santander Securities LLC is based in Boston, MA and has been SEC-registered since 1999.
Does Santander Securities LLC disclose fund performance?
Santander Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 75 State Street, Mail Code: Ma-Sst-Inv3, Boston, MA 02109 |
| Phone | 866-736-6475 |
| Fax | 617-740-8422 |
| Office hours | 8:30 - 5:30 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.14B▲ 47%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 17%
Larger than 83% of 16,306 advisers
EmployeesTop 2%
More than 98% of 16,824 advisers
Assets under management
$3.14Bregulatory AUM
Discretionary $3.14B