Shepherd Financial Investment Advisory LLC
● SEC registered since 2017CRD 288623SEC# 801-112009Carmel, IN
Ranks #1,032 of 5,980 private fund managers by regulatory AUM.
Reg. AUM
$7.47B
Fund GAV
$44M
Private funds
2
Employees
55
Accounts
3,633
Location
Carmel, IN
Shepherd Financial Investment Advisory LLC assets under management
Shepherd Financial Investment Advisory LLC is a registered investment adviser overseen by the SEC based in Carmel, IN. The firm has been registered since 2017. It reports $7.5 billion in regulatory assets under management and employs 55 people. Shepherd Financial Investment Advisory LLC manages 2 private funds with combined gross assets of $44 million, including Indie Diversified Income Fund II, LLC. By regulatory assets, it ranks 1,032 of 5,980 private fund managers.
Shepherd Financial Investment Advisory LLC private funds
2 funds · $44M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Indie Diversified Income Fund II, LLC | Hedge | $35.6M | $250K |
| Indie Diversified Income Fund | Hedge | $8.4M | $250K |
Shepherd Financial Investment Advisory LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alex James Sylvester Control | Executive Partner, Institutional Advising | Under 5% | 2020 |
| Andrew C Denny Control | Executive Partner, Chief Growth Officer | Under 5% | 2017 |
| David Allen Burnett Control | Executive Partner, Chief Financial Officer | Under 5% | 2026 |
| Grady J. Gaynor Control | Executive Partner, Chief Investment Officer | Under 5% | 2026 |
| Kevin Michael Alerding Control | Executive Partner, Estate Planning & Family Office | Under 5% | 2026 |
| Leah Marie Sylvester Control | Executive Partner, Retirement Plans | Under 5% | 2019 |
| Michael J Richardson Control | Executive Partner, Wealth Management & Family Office | Under 5% | 2018 |
| Shepherd Financial Holdings LLC Control | Member | Over 75% | 2017 |
| Steven Michael Wylam Control | Executive Partner, Chief Compliance Officer, Chief Operating Officer | Under 5% | 2017 |
| Thomas L. Mayer Control | Executive Partner, Chief Executive Officer | Under 5% | 2017 |
Frequently asked questions
How much does Shepherd Financial Investment Advisory LLC manage?
Shepherd Financial Investment Advisory LLC reports $7.5 billion in regulatory assets under management on its Form ADV.
How many private funds does Shepherd Financial Investment Advisory LLC manage?
Shepherd Financial Investment Advisory LLC manages 2 private funds with combined gross assets of $44 million.
How many employees does Shepherd Financial Investment Advisory LLC have?
Shepherd Financial Investment Advisory LLC reports 55 employees.
Where is Shepherd Financial Investment Advisory LLC located?
Shepherd Financial Investment Advisory LLC is based in Carmel, IN and has been SEC-registered since 2017.
Does Shepherd Financial Investment Advisory LLC disclose fund performance?
Shepherd Financial Investment Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 111 Congressional Blvd.,, Suite 100, Carmel, IN 46032 |
| Phone | 317-975-5033 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$7.47B▲ 51%
Feb '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,389 advisers
AUM vs fund managersTop 17%
Larger than 83% of 5,980 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 11%
More than 89% of 16,799 advisers
Assets under management
$7.47Bregulatory AUM
Discretionary $2.58BNon-discretionary $4.89B