Smedley Financial Services Inc
● SEC registered since 1982CRD 110870SEC# 801-17207Salt Lake City, UT
Reg. AUM
$396.7M
Employees
11
Accounts
1,961
Location
Salt Lake City, UT
Smedley Financial Services Inc assets under management
Smedley Financial Services Inc operates as an SEC-registered investment adviser based in Salt Lake City, UT. The firm has been registered since 1982. It reports $396.7 million in regulatory assets under management and employs 11 people.
Smedley Financial Services Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James R Derrick Control | Chief Compliance Officer | 5-10% | 2004 |
| James R Derrick Control | President | 5-10% | 2025 |
| Roger Merrill Smedley Control | Ceo | Over 75% | 2017 |
Frequently asked questions
How much does Smedley Financial Services Inc manage?
Smedley Financial Services Inc reports $396.7 million in regulatory assets under management on its Form ADV.
How many employees does Smedley Financial Services Inc have?
Smedley Financial Services Inc reports 11 employees.
Where is Smedley Financial Services Inc located?
Smedley Financial Services Inc is based in Salt Lake City, UT and has been SEC-registered since 1982.
Does Smedley Financial Services Inc disclose fund performance?
Smedley Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 102 S. 200 E., Suite 100, Salt Lake City, UT 84111-3110 |
| Phone | 801-355-8888 |
| Fax | 801-355-1912 |
| Office hours | Monday To Thurday 9:00 a.m. To 5:00 p.m., Friday By Appointment Only |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$396.7M▲ 29%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,306 advisers
EmployeesTop 38%
More than 62% of 16,824 advisers
Assets under management
$396.7Mregulatory AUM
Discretionary $396.7M