Smith Group Asset Management, LLC
● SEC registered since 2021CRD 313265SEC# 801-120777Dallas, TX
Reg. AUM
$1.41B
Employees
14
Accounts
2,320
Location
Dallas, TX
Smith Group Asset Management, LLC assets under management
Smith Group Asset Management, LLC is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2021. It reports $1.4 billion in regulatory assets under management and employs 14 people.
Smith Group Asset Management, LLC owners & executives
38 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Marc Brajer Control | General Counsel And Secretary | Under 5% | 2025 |
| Cantor Fitzgerald Investment Advisors Control | Managing Member | Over 75% | 2021 |
| John David Brim Control | President And Chief Investment Officer | Under 5% | 2021 |
| Kenneth Michael Paulson Control | Chief Financial Officer | Under 5% | 2021 |
| Walter Desmond Karle Control | Chief Compliance Officer | Under 5% | 2023 |
| William Joseph Ferri Control | Global Head Of Asset Management | Under 5% | 2022 |
| Bgl Managementtrust Control | Shareholder | 25-50% | 2025 |
| Brandon Gerald Lutnick Control | Controlling Trustee | — | 2025 |
| Brandon Gerald Lutnick Control | Chief Executive Officer | — | 2025 |
| Brandon Gerald Lutnick Control | Controlling Trustee | — | 2025 |
See all 38 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Smith Group Asset Management, LLC manage?
Smith Group Asset Management, LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Group Asset Management, LLC have?
Smith Group Asset Management, LLC reports 14 employees.
Where is Smith Group Asset Management, LLC located?
Smith Group Asset Management, LLC is based in Dallas, TX and has been SEC-registered since 2021.
Does Smith Group Asset Management, LLC disclose fund performance?
Smith Group Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Crescent Court, Dallas, TX 75201 |
| Phone | 214-880-4600 |
| Office hours | 8a.m.-5p.m. Est |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.41B▼ 33%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,306 advisers
EmployeesTop 32%
More than 68% of 16,824 advisers
Assets under management
$1.41Bregulatory AUM
Discretionary $1.41B