Steben & Company, LLC
● SEC registered since 2005CRD 117808SEC# 801-64686Excelsior, MN
Reg. AUM
$69.2M
Employees
8
Accounts
1
Location
Excelsior, MN
Steben & Company, LLC assets under management
Steben & Company, LLC is an SEC-registered investment adviser based in Excelsior, MN. The firm has been registered since 2005. It reports $69.2 million in regulatory assets under management and employs 8 people.
Steben & Company, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian F Hull | Chief Compliance Officer | Under 5% | 2012 |
| Jon Chadwick Essen | Chief Financial Officer | Under 5% | 2020 |
| Kevin Michael Kinzie Control | Chief Executive Officer | Under 5% | 2019 |
| Octavus Group, LLC | Owner | Over 75% | 2019 |
| Kevin Michael Kinzie Control | Manager | 25-50% | 2002 |
Frequently asked questions
How much does Steben & Company, LLC manage?
Steben & Company, LLC reports $69.2 million in regulatory assets under management on its Form ADV.
How many employees does Steben & Company, LLC have?
Steben & Company, LLC reports 8 employees.
Where is Steben & Company, LLC located?
Steben & Company, LLC is based in Excelsior, MN and has been SEC-registered since 2005.
Does Steben & Company, LLC disclose fund performance?
Steben & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 687 Excelsior Blvd., Excelsior, MN 55331 |
| Phone | 952-767-6900 |
| Fax | 952-767-2926 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1146224 |
| Discloses disciplinary history | No |
Regulatory AUM
$69.2M▼ 36%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,306 advisers
EmployeesTop 47%
More than 53% of 16,824 advisers
Assets under management
$69.2Mregulatory AUM
Discretionary $69.2M