Stephens Inc.
● SEC registered since 1980CRD 3496SEC# 801-15510Little Rock, AR
Reg. AUM
$18.04B
Employees
611
Accounts
21,991
Location
Little Rock, AR
Stephens Inc. assets under management
Stephens Inc. is an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 1980. It reports $18 billion in regulatory assets under management and employs 611 people.
Stephens Inc. owners & executives
24 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Curtis Franklin Jr Bradbury Control | Vice Chairman Of Board | Under 5% | 2023 |
| Donald Lawrence Chaney | Senior Vice President And Chief Compliance Officer - Broker Dealer/Investment Advisor | Under 5% | 2015 |
| John Calhoun Stephens Control | Co-Chief Executive Officer | Under 5% | 2025 |
| Joseph Bradford Eichler Control | Sr Exec Vp, Chief Operating Officer, Director | Under 5% | 2023 |
| Laura Stephens Brookshire Control | Senior Executive Vice President | Under 5% | 2025 |
| Mark Christopher Doramus Control | Senior Executive Vice President/Cfo/Secretary/Treasurer | Under 5% | 2006 |
| Rachel Elizabeth Mondl Mayo | Executive Vice President/General Counsel | Under 5% | 2022 |
| Si Holdings Inc. Control | Shareholder Common | Over 75% | 2006 |
| Warren Miles Amerine Stephens Control | Co-Chief Executive Officer | Under 5% | 2025 |
| Zoe Ann Hines | Executive Vp, Assistant Cfo & Controller, Designated Nyse Chief Operations Officer | Under 5% | 2005 |
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Join to unlock · $37/moFrequently asked questions
How much does Stephens Inc. manage?
Stephens Inc. reports $18 billion in regulatory assets under management on its Form ADV.
How many employees does Stephens Inc. have?
Stephens Inc. reports 611 employees.
Where is Stephens Inc. located?
Stephens Inc. is based in Little Rock, AR and has been SEC-registered since 1980.
Does Stephens Inc. disclose fund performance?
Stephens Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 111 Center St, Little Rock, AR 72201 |
| Phone | 501-377-2000 |
| Fax | 501-377-2495 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 757657 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$18.04B▲ 22%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 6%
Larger than 94% of 16,306 advisers
EmployeesTop 1%
More than 99% of 16,824 advisers
Assets under management
$18.04Bregulatory AUM
Discretionary $13.83BNon-discretionary $4.22B