Thomas J. Herzfeld Advisors, Inc.
● SEC registered since 1984CRD 108369SEC# 801-20866Miami Beach, FL
Ranks #2,665 of 5,980 private fund managers by regulatory AUM.
Reg. AUM
$1.34B
Fund GAV
$958M
Private funds
9
Employees
15
Accounts
336
Location
Miami Beach, FL
Thomas J. Herzfeld Advisors, Inc. assets under management
Thomas J. Herzfeld Advisors, Inc. is an investment advisory firm registered with the SEC based in Miami Beach, FL. The firm has been registered since 1984. It reports $1.3 billion in regulatory assets under management and employs 15 people. Thomas J. Herzfeld Advisors, Inc. manages 9 private funds with combined gross assets of $958 million, including The Hcm Master Fund Limited. By regulatory assets, it ranks 2,665 of 5,980 private fund managers.
Thomas J. Herzfeld Advisors, Inc. private funds
9 funds · $958M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| The Hcm Master Fund Limited | Hedge | $466M | $10M |
| Saratoga Investment Corp Senior Loan Fund 2022-I, Ltd | Securitized Asset | $400.5M | — |
| Herzfeld Cre I LLP | Real Estate | $46M | $10M |
| Herzfeld Regulated Debt Issuer Sub, LLC | Other Private | $25.9M | $10M |
| Herzfeld Regulated Debt SPV Ltd | Other Private | $18.5M | $10M |
| Saratoga Senior Loan Fund I JV LLC | Securitized Asset | $1.2M | — |
| Hcm Co-Investment II, LLC | Hedge | — | — |
| Hcm Co-Investment I LLC | Hedge | — | — |
| Tjha Bb SPV LLC | Hedge | — | — |
Thomas J. Herzfeld Advisors, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erik Mervin Herzfeld Control | President, Secretary, Treasurer | Under 5% | 2008 |
| Thomas Jay Herzfeld Control | Chairman And Sole Director | Over 75% | 1984 |
| Thomas Kenneth Morgan Control | Chief Compliance Officer And Chief Operating Officer | Under 5% | 2018 |
Frequently asked questions
How much does Thomas J. Herzfeld Advisors, Inc. manage?
Thomas J. Herzfeld Advisors, Inc. reports $1.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Thomas J. Herzfeld Advisors, Inc. manage?
Thomas J. Herzfeld Advisors, Inc. manages 9 private funds with combined gross assets of $958 million.
How many employees does Thomas J. Herzfeld Advisors, Inc. have?
Thomas J. Herzfeld Advisors, Inc. reports 15 employees.
Where is Thomas J. Herzfeld Advisors, Inc. located?
Thomas J. Herzfeld Advisors, Inc. is based in Miami Beach, FL and has been SEC-registered since 1984.
Does Thomas J. Herzfeld Advisors, Inc. disclose fund performance?
Thomas J. Herzfeld Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 119 Washington Avenue, Suite 405, Miami Beach, FL 33139 |
| Phone | 305-777-1660 |
| Fax | 305-777-1661 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1509510 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.34B▲ 58%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,389 advisers
AUM vs fund managersTop 45%
Larger than 55% of 5,980 private-fund managers
Number of fundsTop 27%
More funds than 73% of fund managers
EmployeesTop 30%
More than 70% of 16,799 advisers
Assets under management
$1.34Bregulatory AUM
Discretionary $1.32BNon-discretionary $18.4M
Fund type mix
Hedge4
Securitized Asset2
Other Private2
Real Estate1
Service providers
Auditor
Prime broker
Administrator