Tran Capital Management, L.P.
● SEC registered since 1974CRD 107049SEC# 801-9747San Rafael, CA
Reg. AUM
$890.3M
Employees
7
Accounts
348
Location
San Rafael, CA
Tran Capital Management, L.P. assets under management
Tran Capital Management, L.P. is an investment advisory firm registered with the SEC based in San Rafael, CA. The firm has been registered since 1974. It reports $890.3 million in regulatory assets under management and employs 7 people.
Tran Capital Management, L.P. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eric Arthur Winterhalter Control | President And Chief Compliance Officer, Managing Partner | Under 5% | 2014 |
| Michael Im Control | Partner And Director Of Research | Under 5% | 2020 |
| Quoc Kinh Tran Control | Chairman And Chief Investment Officer, Managing Partner | Under 5% | 2007 |
| Tran Capital General Partner, LLC Control | General Partner | Under 5% | 2017 |
| Tran Capital Management, LLC Control | Limited Partner | 50-75% | 2017 |
| Tran Capital Mgl, LLC Control | Limited Partner | 25-50% | 2017 |
| Eric Arthur Winterhalter Control | Managing Partner | 25-50% | 2014 |
| McCarthy Group, LLC Control | Partner Limited Liability | Over 75% | 2007 |
| Quoc Kinh Tran Control | Managing Partner | 50-75% | 2007 |
Frequently asked questions
How much does Tran Capital Management, L.P. manage?
Tran Capital Management, L.P. reports $890.3 million in regulatory assets under management on its Form ADV.
How many employees does Tran Capital Management, L.P. have?
Tran Capital Management, L.P. reports 7 employees.
Where is Tran Capital Management, L.P. located?
Tran Capital Management, L.P. is based in San Rafael, CA and has been SEC-registered since 1974.
Does Tran Capital Management, L.P. disclose fund performance?
Tran Capital Management, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1000 4th St, Suite 800, San Rafael, CA 94901 |
| Phone | 415-461-3800 |
| Fax | 415-461-0436 |
| Office hours | 6:30 a.m. T0 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$890.3M▼ 7%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,306 advisers
EmployeesTop 51%
More than 49% of 16,824 advisers
Assets under management
$890.3Mregulatory AUM
Discretionary $873.8MNon-discretionary $16.5M