Triad Investment Management, LLC
● SEC registered since 2026CRD 146786SEC# 801-136071Newport Beach, CA
Reg. AUM
$119.5M
Employees
2
Accounts
98
Location
Newport Beach, CA
Triad Investment Management, LLC assets under management
Triad Investment Management, LLC operates as an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2026. It reports $119.5 million in regulatory assets under management and employs 2 people.
Triad Investment Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Michael Hutchison Control | Chief Compliance Officer | Under 5% | 2015 |
| Heldman Family Trust U/A 6/16/2011 Control | Managing Member | Over 75% | 2019 |
| John Edward Heldman Control | Partner | Under 5% | 2008 |
| The David and Brooke Hutchison Family Trust Established July 25, 2018 Control | Member | 10-25% | 2018 |
| Brooke Gilmour Hutchison | Trustee Of The David And Brooke Hutchison Family Trust Established July 25, 2018 | — | 2018 |
| David Michael Hutchison Control | Trustee Of The David And Brooke Hutchison Family Trust Established July 25, 2018 | — | 2018 |
| John Edward Heldman Control | Trustee Of The Heldman Family Trust U/A 6/16/2011 | — | 2019 |
| Tonina Alexandra Heldman | Trustee Of The Heldman Family Trust U/A 6/16/2011 | — | 2019 |
Frequently asked questions
How much does Triad Investment Management, LLC manage?
Triad Investment Management, LLC reports $119.5 million in regulatory assets under management on its Form ADV.
How many employees does Triad Investment Management, LLC have?
Triad Investment Management, LLC reports 2 employees.
Where is Triad Investment Management, LLC located?
Triad Investment Management, LLC is based in Newport Beach, CA and has been SEC-registered since 2026.
Does Triad Investment Management, LLC disclose fund performance?
Triad Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1301 Dove Street, Suite 1080, Newport Beach, CA 92660 |
| Phone | (949) 679-3991 |
| Fax | 949-851-7912 |
| Office hours | 7:00 a.m. - 3:30 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1615717 |
| Discloses disciplinary history | No |
Regulatory AUM
$119.5MNo change
Mar '26Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,306 advisers
EmployeesTop 86%
More than 14% of 16,824 advisers
Assets under management
$119.5Mregulatory AUM
Discretionary $119.5M