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Ucap Asset Management LLC

● SEC registered since 2014CRD 170846SEC# 801-79625Miami, FL
Export (members)
Reg. AUM
$208.2M
Employees
14
Accounts
184
Location
Miami, FL

Ucap Asset Management LLC assets under management

Ucap Asset Management LLC operates as an SEC-registered investment adviser based in Miami, FL. The firm has been registered since 2014. It reports $208.2 million in regulatory assets under management and employs 14 people.

Ucap Asset Management LLC owners & executives

6 reported
NameTitleOwnershipSince
Dinah Caratini ControlChief Compliance OfficerUnder 5%2021
Juan Carlos Massens ControlCooUnder 5%2021
Sixto Campano ControlCeoUnder 5%2020
Union Capital Group USA LLC ControlSole Member/OwnerOver 75%2015
Holdco Ldh LLC ControlOwnerOver 75%2022
Lawrence Damon Howell ControlOwner2022

Frequently asked questions

How much does Ucap Asset Management LLC manage?

Ucap Asset Management LLC reports $208.2 million in regulatory assets under management on its Form ADV.

How many employees does Ucap Asset Management LLC have?

Ucap Asset Management LLC reports 14 employees.

Where is Ucap Asset Management LLC located?

Ucap Asset Management LLC is based in Miami, FL and has been SEC-registered since 2014.

Does Ucap Asset Management LLC disclose fund performance?

Ucap Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1221 Brickell Avenue, Suite 2040, Miami, FL 33131
Phone646-809-3600
Office hours9:00-5:00
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$208.2M▲ 25%
Mar '25 — $165.9MApr '25 — $165.9MMay '25 — $165.9MJun '25 — $165.9MJul '25 — $165.9MAug '25 — $165.9MSep '25 — $165.9MOct '25 — $165.9MNov '25 — $165.9MDec '25 — $165.9MJan '26 — $165.9MFeb '26 — $165.9MMar '26 — $208.2MApr '26 — $208.2MMay '26 — $208.2MJun '26 — $208.2MJul '26 — $208.2M
Mar '25Form ADV, monthlyJul '26

How this firm compares

Regulatory AUMTop 73%
Larger than 27% of 16,306 advisers
EmployeesTop 32%
More than 68% of 16,824 advisers

Assets under management

$208.2Mregulatory AUM
Discretionary $178.7MNon-discretionary $29.5M