Wagner Financial, LLC
● SEC registered since 2022CRD 318448SEC# 801-124939Lake Oswego, OR
Reg. AUM
$144.7M
Employees
5
Accounts
397
Location
Lake Oswego, OR
About Wagner Financial
Wagner Planning helps widows, retirees, and savers work through major financial questions. It begins with planning, explains complex topics in accessible language, and monitors portfolios against goals, risk tolerance, and changing needs.
Summary based on the firm’s website.
Wagner Financial, LLC assets under management
Wagner Financial, LLC is an SEC-registered investment adviser based in Lake Oswego, OR. The firm has been registered since 2022. It reports $144.7 million in regulatory assets under management and employs 5 people.
Wagner Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sandra J. Wagner Control | Chief Compliance Officer | Under 5% | 2022 |
| Sandra J. Wagner Trust U/A/D 6/22/2011 Control | Member | Over 75% | 2011 |
| Sandra J. Wagner Control | Trustee | — | 2011 |
Frequently asked questions
How much does Wagner Financial, LLC manage?
Wagner Financial, LLC reports $144.7 million in regulatory assets under management on its Form ADV.
How many employees does Wagner Financial, LLC have?
Wagner Financial, LLC reports 5 employees.
Where is Wagner Financial, LLC located?
Wagner Financial, LLC is based in Lake Oswego, OR and has been SEC-registered since 2022.
Does Wagner Financial, LLC disclose fund performance?
Wagner Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4260 Galewood Street, Suite a, Lake Oswego, OR 97035 |
| Phone | 503-342-0038 |
| Fax | 503-210-0311 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$144.7M▲ 13%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,389 advisers
EmployeesTop 62%
More than 38% of 16,799 advisers
Assets under management
$144.7Mregulatory AUM
Discretionary $144.7M