Watts Gwilliam & Company, LLC
● SEC registered since 2004CRD 131458SEC# 801-63078Gilbert, AZ
Ranks #2,968 of 5,980 private fund managers by regulatory AUM.
Reg. AUM
$1.03B
Fund GAV
$7.8M
Private funds
3
Employees
9
Accounts
1,208
Location
Gilbert, AZ
About Watts Gwilliam & Company
Watts Gwilliam provides personalized investment management and planning for investors with concentrated stock and professional athletes. Its services include customized portfolios, option strategies, and income generation designed around individual goals.
Summary based on the firm’s website.
Watts Gwilliam & Company, LLC assets under management
Watts Gwilliam & Company, LLC operates as an SEC-registered investment adviser based in Gilbert, AZ. The firm has been registered since 2004. It reports $1 billion in regulatory assets under management and employs 9 people. Watts Gwilliam & Company, LLC manages 3 private funds with combined gross assets of $7.8 million, including Vista Capital Fund Iv: Ak Courtyard, LLC. By regulatory assets, it ranks 2,968 of 5,980 private fund managers.
Watts Gwilliam & Company, LLC private funds
3 funds · $7.8M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Vista Capital Fund Iv: Ak Courtyard, LLC | Real Estate | $4.3M | $50K |
| Zona Uc, LLC | Private Equity | $3.2M | $50K |
| Vista Capital Fund III, LLC | Real Estate | $350K | $50K |
Watts Gwilliam & Company, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Bradford Gwilliam Control | Member | 25-50% | 2004 |
| David Bruce Watts Control | Member | 25-50% | 2004 |
| Jeffrey Stephen Watts Control | Member, Chief Compliance Officer | 25-50% | 2004 |
Frequently asked questions
How much does Watts Gwilliam & Company, LLC manage?
Watts Gwilliam & Company, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many private funds does Watts Gwilliam & Company, LLC manage?
Watts Gwilliam & Company, LLC manages 3 private funds with combined gross assets of $7.8 million.
How many employees does Watts Gwilliam & Company, LLC have?
Watts Gwilliam & Company, LLC reports 9 employees.
Where is Watts Gwilliam & Company, LLC located?
Watts Gwilliam & Company, LLC is based in Gilbert, AZ and has been SEC-registered since 2004.
Does Watts Gwilliam & Company, LLC disclose fund performance?
Watts Gwilliam & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2730 S. Val Vista Dr., Suite 124, Gilbert, AZ 85295 |
| Phone | 480-889-8998 |
| Fax | 480-889-8999 |
| Office hours | 8:30a.m.-4:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.03B▲ 71%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,389 advisers
AUM vs fund managersTop 50%
Larger than 50% of 5,980 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 43%
More than 57% of 16,799 advisers
Assets under management
$1.03Bregulatory AUM
Discretionary $1.03BNon-discretionary $406K
Fund type mix
Real Estate2
Private Equity1
Service providers
Custodian