Westend Capital Management, LLC.
● SEC registered since 2002CRD 120545SEC# 801-61128Sausalito, CA
Ranks #4,099 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$436.2M
Fund GAV
$1.1M
Private funds
1
Employees
5
Accounts
470
Location
Sausalito, CA
Westend Capital Management, LLC. assets under management
Westend Capital Management, LLC. is an investment advisory firm registered with the SEC based in Sausalito, CA. The firm has been registered since 2002. It reports $436.2 million in regulatory assets under management and employs 5 people. Westend Capital Management, LLC. manages 1 private fund with combined gross assets of $1.1 million, including Westend Partners, L.P. By regulatory assets, it ranks 4,099 of 6,030 private fund managers.
Westend Capital Management, LLC. private funds
1 funds · $1.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Westend Partners, L.P. | Hedge | $1.1M | $500K |
Westend Capital Management, LLC. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bolton Holdings LLC | Member | 25-50% | 2009 |
| George Brown Bolton Control | Chief Investment Officer | Under 5% | 2004 |
| George Elliman Control | Member, Chief Financial Officer, Director Of Business Development And Chief Compliance Officer | 10-25% | 2015 |
| Gustave Robert Ozag Control | Member, Chief Financial Planning Officer | 25-50% | 2002 |
| George Brown Bolton Control | Managing Member | Over 75% | 2009 |
Frequently asked questions
How much does Westend Capital Management, LLC. manage?
Westend Capital Management, LLC. reports $436.2 million in regulatory assets under management on its Form ADV.
How many private funds does Westend Capital Management, LLC. manage?
Westend Capital Management, LLC. manages 1 private funds with combined gross assets of $1.1 million.
How many employees does Westend Capital Management, LLC. have?
Westend Capital Management, LLC. reports 5 employees.
Where is Westend Capital Management, LLC. located?
Westend Capital Management, LLC. is based in Sausalito, CA and has been SEC-registered since 2002.
Does Westend Capital Management, LLC. disclose fund performance?
Westend Capital Management, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Harbor Drive, Suite 300, Sausalito, CA 94965 |
| Phone | (415) 856-0426 |
| Fax | (415) 856-0431 |
| Office hours | 7:30 a.m.-4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$436.2M▲ 25%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,306 advisers
AUM vs fund managersTop 68%
Larger than 32% of 6,030 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 62%
More than 38% of 16,824 advisers
Assets under management
$436.2Mregulatory AUM
Discretionary $431.6MNon-discretionary $4.7M
Service providers
Auditor
Administrator